SFC Licences of TANG Ho Chung 鄧浩驄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 23 August 2007 | 28 April 2014 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 30 September 2004 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 July 2004 | |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 01 April 2003 | 14 July 2004 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |