SFC Licences of LIT Yim King 列艷琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 April 2021 | 26 April 2024 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 July 2020 | 12 March 2021 |
Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 | RE | 1 | 08 July 2003 | 03 July 2020 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 1 | 01 April 2003 | 20 June 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 4 | 01 April 2003 | 28 May 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 9 | 01 April 2003 | 28 May 2003 |
Ko's Brother (Securities) Company 高氏兄弟(股票)公司 | RE | 6 | 01 April 2003 | 28 May 2003 |