SFC Licences of CHAU Shun To 周頌滔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 March 2015 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 31 March 2015
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 25 February 2013 20 March 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 25 February 2013 20 March 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 25 February 2013 20 March 2015
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 23 September 2008 16 February 2013
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 01 April 2003 16 February 2013
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 01 April 2003 16 February 2013
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 9 01 April 2003 16 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 01 April 2003 30 September 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 01 April 2003 30 September 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 01 April 2003 23 February 2005
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 6 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 4 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 6 01 April 2003 16 July 2003
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 5 01 April 2003 16 July 2003
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 01 April 2003 16 July 2003