SFC Licences of CHEN Yuan Liang, Charles 陳仁樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 01 April 2003 | 02 May 2008 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 6 | 01 April 2003 | 14 October 2004 |