SFC Licences of CHEN Yuan Liang, Charles 陳仁樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 01 April 2003 02 May 2008
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 9 01 April 2003 14 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 01 April 2003 14 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 6 01 April 2003 14 October 2004