SFC Licences of FOK Wai Man, Louisa 霍慧敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 13 July 2010 | 22 August 2013 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 13 July 2010 | 22 August 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 September 2006 | 01 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 24 June 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |