Current licenceholders of AAO017 Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
CHUNG Hoi Kei, Ronald 鍾凱麒 RE [1] (Dealing in Securities) 02 July 2020
MOK Wesley Siu-kay 莫肇祺 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 June 2020
SIN Wing Sze Raincy 冼穎詩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 June 2020
KASTENHOLZ Mika Arnold RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 June 2020
CHUNG Hoi Kei, Ronald 鍾凱麒 RE [2] (Dealing in Futures Contracts) 17 June 2020
CAO Li 曹立 RE [5] (Advising on Futures Contracts) 28 May 2020
LAM Alexander 林思浩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 May 2020
WU Qian 伍前 RE [4] (Advising on Securities) 25 May 2020
WERKUN Erica Poon 潘嘉怡 RE [5] (Advising on Futures Contracts) 20 May 2020
LAI Yuen Yung, Elita 黎婉蓉 RE [5] (Advising on Futures Contracts) 20 May 2020
SWAIN Thomas Patrick RO [1] (Dealing in Securities), [4] (Advising on Securities) 20 May 2020
YIN Hanzhang 尹翰章 RE [5] (Advising on Futures Contracts) 20 May 2020
LUK Colvin 陸擎毅 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 May 2020
SO Man Yan 蘇文欣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 05 May 2020
JOFFE David Richard RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 April 2020
DWIVEDI Prashant RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 April 2020
STEPHENS John William RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 April 2020
AU YEUNG Shui Ying Cecilia 歐陽瑞櫻 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 April 2020
SOHN Amanda Yoo Jung RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 April 2020
LIU Xin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 March 2020
HOSIE Neil Cameron RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 March 2020
LEE Joseph Won RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 04 March 2020
DHUPELIA Sunil RO [1] (Dealing in Securities), [4] (Advising on Securities) 04 March 2020
SEHGAL Vaibhav RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 March 2020
WONG Hop On 王合安 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 February 2020
CUI Yu 崔彧 RE [4] (Advising on Securities) 24 February 2020
KWAN Kevin 關俊言 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 February 2020
CHAN Kee Fung Aaron 陳琪峯 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 February 2020
HU Joy Lan-Ya 胡嵐雅 RE [2] (Dealing in Futures Contracts) 04 February 2020
LIM Si Min, Michelle 林思敏 RE [2] (Dealing in Futures Contracts) 04 February 2020
WANG Xudong 王旭東 RE [2] (Dealing in Futures Contracts) 04 February 2020
MENG Chao 孟超 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 February 2020
LAM Henry Hong Kee 林康祺 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 February 2020
LIM Si Min, Michelle 林思敏 RE [1] (Dealing in Securities) 23 January 2020
TA Xiaoyuan 塔小元 RE [9] (Asset Management) 16 December 2019
WERKUN Erica Poon 潘嘉怡 RO [4] (Advising on Securities) 13 December 2019
SONG Zhe 宋喆 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 12 December 2019
LAM Alvin Chun Hin 林俊軒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 December 2019
CHEN Yitong 陈奕彤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 December 2019
PAK Jonathan 白錫浚 RE [1] (Dealing in Securities) 06 December 2019
LAI Yuen Yung, Elita 黎婉蓉 RE [4] (Advising on Securities) 22 November 2019
BOBBARADA Sree Sudha RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 November 2019
WANG Xudong 王旭東 RE [1] (Dealing in Securities) 22 November 2019
SHUM Chung Lai, Tommy 沈仲禮 RE [2] (Dealing in Futures Contracts) 20 November 2019
YIN Hanzhang 尹翰章 RE [4] (Advising on Securities) 20 November 2019
KWON Boo Sung 權芙聖 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 November 2019
SHUM Chung Lai, Tommy 沈仲禮 RE [1] (Dealing in Securities) 07 November 2019
WANG Yanruo 王言若 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 November 2019
PARK Sangkyun 朴尚均 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 November 2019
WANG Ying 王穎 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 October 2019
LUKIC Mirko RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 30 October 2019
LU Wanting 路婉婷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 October 2019
JI Tuo 季托 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 October 2019
LIN Xiaorong 林晓榕 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 October 2019
YANG Zhenyu 楊振宇 RE [1] (Dealing in Securities) 14 October 2019
LU Steven Shiming 陸世銘 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 11 October 2019
CHEN Xiaomin 陳晓敏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 October 2019
LIN Xiaorong 林晓榕 RE [6] (Advising on Corporate Finance) 03 October 2019
JI Tuo 季托 RE [6] (Advising on Corporate Finance) 26 September 2019
DING Lawrence Zheming 丁哲明 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 September 2019
HUANG Honghan 黃弘翰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 September 2019
LIU Chor Kiu Jonathan 廖楚翹 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 September 2019
CHAN King Man 陳景泯 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 September 2019
TOROICAN Alexandru-Ovidiu RE [1] (Dealing in Securities) 24 September 2019
LEE Chung Hin Nicholas 李宗軒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 September 2019
ZHOU Dadi 周大地 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 September 2019
HONG Yu 洪煜 RE [4] (Advising on Securities) 17 September 2019
YU Wenting 余文婷 RE [4] (Advising on Securities) 13 September 2019
WANG Yi 王一 RO [4] (Advising on Securities) 10 September 2019
HONG Yu 洪煜 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 September 2019
CHAU Tak Shun 周德淳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
CHEN Xinru 陳心茹 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
CHEN Zhuangyi 陈庄翊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
CHENG Tin Hang Enzo 鄭天衡 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
LIU Lingda 劉靈達 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
LI Xumeng 李旭萌 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2019
CHEN Ming 陳明 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 September 2019
LI Yue 李約 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 September 2019
LAM On Lok 林安樂 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 August 2019
HUANG Yujiao 黄雨嬌 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 August 2019
BARARD Joshua Raj RE [1] (Dealing in Securities) 27 August 2019
CHEN Simin 陳思敏 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 August 2019
CAO Li 曹立 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 21 August 2019
DONG Yixiao 董一潇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 August 2019
ZHONG Yiran 钟怡然 RE [4] (Advising on Securities) 09 August 2019
ZHANG Siyi 張斯怡 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 August 2019
ZHAO Juyi 趙居易 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 August 2019
CHEN Yuhu 陳雨湖 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 August 2019
MOK Ka Hong 莫家康 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 August 2019
LI Xiaoye 李晓曄 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 August 2019
LEE Chee Wai Ivan 李子維 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 August 2019
XU Yingxin 徐穎昕 RE [4] (Advising on Securities) 06 August 2019
LIU Jason Jie Sheng 劉傑生 RE [4] (Advising on Securities) 06 August 2019
CHOW Lok Yim 周樂炎 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2019
LIM Marcus Brandon 林克傑 RE [2] (Dealing in Futures Contracts) 01 August 2019
HU Jie 胡潔 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 July 2019
IOUSSOUPOV Chamil RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 July 2019
LAI Tak Pui 黎德培 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 July 2019
LIM Marcus Brandon 林克傑 RE [1] (Dealing in Securities) 25 July 2019
PINSET Victor Balthazar RE [9] (Asset Management) 24 July 2019
MOHAN Siddharth RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 July 2019
NG Chun Wai 吳俊威 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 18 July 2019
ZHAO Peilin 趙沛霖 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 June 2019
CHEUNG Chor Hei 張佐禧 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 June 2019
CHAN Ho Yin Ronald 陳浩賢 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 June 2019
DING Weiao 丁微凹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 June 2019
WONG Tsun Yip 黃浚業 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 June 2019
LANG Ning 郎宁 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 June 2019
XIE Elise Mingyan 謝明燕 RE [2] (Dealing in Futures Contracts) 22 May 2019
WONG Yanling, Jesalyn RE [4] (Advising on Securities) 22 May 2019
LANG Ning 郎宁 RE [6] (Advising on Corporate Finance) 22 May 2019
LONG Yuanyuan 龍元元 RE [4] (Advising on Securities) 20 May 2019
CHENG Wei Han 曾威涵 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 May 2019
DILLON Joshua Han Bo RE [1] (Dealing in Securities) 16 May 2019
CHEUNG Ka Kit 張家傑 RO [9] (Asset Management) 10 May 2019
HUANG Chaoyi 黃超逸 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 April 2019
CHAN Kwan Yin 陳君然 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 April 2019
COHEN-ADDAD Nicolas Paul RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 April 2019
PARK Bum Chul RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 April 2019
BUSIRI Muhammad Zakky RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 April 2019
FENG Meng 馮萌 RE [4] (Advising on Securities) 09 April 2019
LAU Kai Chung Kelvin 劉啟忠 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 08 April 2019
LAU Cheuk Yin, Jacqueline 劉卓妍 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 April 2019
HUANG Chaoyi 黃超逸 RE [2] (Dealing in Futures Contracts) 03 April 2019
GUO Weiwei 郭維薇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 April 2019
LAW Sum Yee 羅心怡 RE [4] (Advising on Securities) 29 March 2019
CHEN Pengge 陳鵬戈 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 March 2019
KIM Min RE [4] (Advising on Securities) 13 March 2019
LAM Kin Sang 林健生 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 March 2019
WANG Shiyan 王士彥 RE [4] (Advising on Securities) 08 March 2019
YU Xinning 于馨宁 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 March 2019
LAI King Chi 黎敬之 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 March 2019
KOHLI Rohan RE [2] (Dealing in Futures Contracts) 01 March 2019
KOESOEMO Mario RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 28 February 2019
CHENG Stephanie 莊倩 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 February 2019
TUSI Jessica Yijia 徐逸嘉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 February 2019
TREANOR Jonathan Anthony RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 February 2019
KOHLI Rohan RE [1] (Dealing in Securities) 20 February 2019
CHAN Samantha Lisa 陳詩敏 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 February 2019
YIN Jufeng 尹炬鋒 RE [4] (Advising on Securities) 11 February 2019
SUN Eric Fu Yuan 孫福源 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 February 2019
WANG Zi Zhu RE [4] (Advising on Securities) 04 February 2019
WANG Zi Zhu RE [1] (Dealing in Securities) 30 January 2019
LOKESH Lekith Kumar Chikanayak RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 January 2019
YU Miao 余淼 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 January 2019
WALLACE Philip Robert RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 January 2019
SPARROW Richard Aelred RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 January 2019
XU Tianjie 許天杰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 January 2019
FU Ruowei 傅若偉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 December 2018
LAI Kai Tsun, Johnson 黎啟進 RE [5] (Advising on Futures Contracts) 10 December 2018
YU Hangying 郁杭鶯 RE [5] (Advising on Futures Contracts) 10 December 2018
BAGRIA Harjinder Singh RE [2] (Dealing in Futures Contracts) 10 December 2018
CHEUNG Wai Ho 張偉豪 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 December 2018
KO Chon Man 高俊文 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 December 2018
PATEL Anjali Mahendra RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 December 2018
LIU Xiaoning 劉小宁 RE [4] (Advising on Securities) 30 November 2018
ZHU Xiaoqin 朱晓琴 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 November 2018
JAIN Vaibhav RE [4] (Advising on Securities) 28 November 2018
SHI Hui 石慧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 November 2018
BAGRIA Harjinder Singh RE [1] (Dealing in Securities) 21 November 2018
CAI Jun 蔡君 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 November 2018
SU Shan 蘇珊 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 November 2018
CHUI Chi Kin 徐子健 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 November 2018
ZHENG Fei 鄭飛 RE [4] (Advising on Securities) 13 November 2018
LIN Derek Tin-fu 林天賦 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 November 2018
SHAO Dongni 邵冬妮 RE [4] (Advising on Securities) 07 November 2018
FLORENTIN Clement RE [5] (Advising on Futures Contracts) 06 November 2018
CHEUNG Clive Ho Fung 張昊峯 RE [4] (Advising on Securities) 05 November 2018
WANG Rui 王瑞 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2018
WANG Pan 王蟠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2018
TU Ying 涂穎 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2018
BI Jia 畢佳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 November 2018
WANG Can 王燦 RE [4] (Advising on Securities) 01 November 2018
ZHANG Siyu 張思語 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 November 2018
LEE Yan Kak Brian 李恩格 RE [4] (Advising on Securities) 23 October 2018
BARAM Geoffrey Ian 白恩榮 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 October 2018
KWAN Chun Yue, Patrick 關振宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 October 2018
YANG Yufei 楊宇飛 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 October 2018
ZHANG Geng Fan RE [2] (Dealing in Futures Contracts) 15 October 2018
FLORENTIN Clement RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 10 October 2018
JAMMAL Joseph Nicholas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 October 2018
LAI Wai Tsz 黎慧慈 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 October 2018
LIU Xi 劉茜 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2018
XU Weijia 徐瑋珈 RE [4] (Advising on Securities) 08 October 2018
LIU Yuhong RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2018
GUPTA Pushkar RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 October 2018
CHEN Wei Lun 陳韋綸 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 September 2018
CHANG Chih Jou 張至柔 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 September 2018
CHEN Yilan 陳逸蘭 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 September 2018
TSE Ka Shing Jason 謝家丞 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 September 2018
SAXENA Akshay RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 September 2018
XU Yina 徐漪娜 RE [4] (Advising on Securities) 17 September 2018
LI Yuyang 李雨阳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 September 2018
WONG Hau Ting Shirley 黃考廷 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 September 2018
CHEESEMAN Robert Ross RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 September 2018
ZHU Lei 朱蕾 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 11 September 2018
CHEN Sijia 陳思佳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 September 2018
SCULLY James Robert RE [1] (Dealing in Securities) 04 September 2018
KIM Jee Suk RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 03 September 2018
GAO Wen 高文 RE [4] (Advising on Securities) 03 September 2018
LI Ang 李昂 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 September 2018
MURPHY Kieran James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 August 2018
KIM Soyeon RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 August 2018
TSENG Chao-Lien 曾昭連 RE [4] (Advising on Securities) 15 August 2018
YU Shuyao 喻姝瑤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 August 2018
HAN Zhixiao 韓之笑 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 August 2018
MOK Wing Sze 莫詠斯 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 August 2018
LAU Kwan Yin 劉軍賢 RE [1] (Dealing in Securities) 09 August 2018
TANG Simon Ming Yeung 鄧名揚 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2018
QIAN Chenhao 錢辰昊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 August 2018
FLUET Emily Facchina RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 August 2018
MARWAT Umair Khan RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 August 2018
HANEY Charlotte Anne RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 August 2018
ZHANG Zhao 張釗 RE [4] (Advising on Securities) 02 August 2018
FU Keyu 付科宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 July 2018
WONG Yee Man 黃綺雯 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 July 2018
ENOMOTO Takayuki RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 July 2018
LEE Yoon Jee RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 July 2018
CHAO Elaine Yiran 曹怡然 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 July 2018
FOO Xiang Quan Gary 符祥泉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2018
LU Zeyu 呂澤宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 July 2018
TAO Xiaozhuo 陶晓卓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 June 2018
CHEN Boyu 陳博宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 June 2018
LEE Kenneth Sean 李惟榮 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 June 2018
LIU Yanhong 劉彥宏 RE [4] (Advising on Securities) 22 June 2018
YANG Feng Sou 楊峯碩 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 June 2018
HIRAMATSU Takekazu RE [2] (Dealing in Futures Contracts) 12 June 2018
YOU Zhen 游臻 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 June 2018
ZHANG Xiaobin 張小彬 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 June 2018
LI Weiwei RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 June 2018
ZHEN Xi 甄希 RE [6] (Advising on Corporate Finance) 04 June 2018
GHARDE Atul Devendra RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 May 2018
MORGAN James Richard 穆冠匡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 May 2018
YAP Tisha Soong Yee 葉宋兒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 May 2018
HIRAMATSU Takekazu RE [1] (Dealing in Securities) 16 May 2018
TSANG Carolyn Tin Wei 曾天惠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 May 2018
LAU Yan Ki, Patricia 劉恩琪 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 04 May 2018
LI Menglun 李孟倫 RE [9] (Asset Management) 25 April 2018
SCHLOSSMACHER Werner RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 23 April 2018
ZHAO Edward RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 April 2018
HEYMAN Benjamin Daniel Peter RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 23 April 2018
CHUI Yuk Ming 徐旭明 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 April 2018
BAO Lei 包蕾 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 April 2018
ZONG Yue 宗躍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 March 2018
LAM Calvin Chi-him 林子謙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 March 2018
ZHENG Xiaotian 鄭嘯天 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 March 2018
BAO Lei 包蕾 RE [6] (Advising on Corporate Finance) 07 March 2018
WANG Yilin 王伊琳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 06 March 2018
CHAN Yu Cheung 陳宇翔 RE [1] (Dealing in Securities) 05 March 2018
YANG Shi Ai 楊詩藹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 February 2018
ZHANG Zhiwei 張智瑋 RE [4] (Advising on Securities) 21 February 2018
JIANG Zhuoyan 姜卓言 RE [4] (Advising on Securities) 20 February 2018
WANG Yinghui 王穎慧 RE [4] (Advising on Securities) 15 February 2018
BHATTACHARYA Soumitra Samir RE [2] (Dealing in Futures Contracts) 08 February 2018
NACHAR Christelle RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 February 2018
LI Lu 李潞 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 February 2018
BHATTACHARYA Soumitra Samir RE [1] (Dealing in Securities) 30 January 2018
SIU Kai Yun 蕭嘉茵 RE [9] (Asset Management) 30 January 2018
STEPHENS Anthony Jeetendra RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 January 2018
CHEUNG Tai Kam 章大今 RE [5] (Advising on Futures Contracts) 16 January 2018
CHEN Kai Yun 陳凱筠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 January 2018
GUPTA Shivam RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 December 2017
HOWE Christian John RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 08 December 2017
JENKINS Jonathan James Broderick RO [1] (Dealing in Securities) 08 December 2017
NING Pui Yu 甯珮瑜 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 December 2017
WELLS Alan Frank RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 December 2017
LIU Rui 刘睿 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2017
DUAN Shu 段抒 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2017
NG Chun Wai 吳俊威 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 November 2017
WONG Ka Man 黃嘉敏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 November 2017
YANG Mi 楊宓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 November 2017
CHEN Jianping 陳建萍 RE [4] (Advising on Securities) 06 November 2017
YUAN Yixuan 袁怡萱 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 October 2017
MENG Zhe 孟喆 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 October 2017
LUO Yang 駱陽 RE [4] (Advising on Securities) 18 October 2017
HUANG Mingmin 黃明旻 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 October 2017
RIOU Clement Vincent Jean RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 October 2017
HOSIE Neil Cameron RO [1] (Dealing in Securities), [4] (Advising on Securities) 21 September 2017
LEE Jooho RE [2] (Dealing in Futures Contracts) 20 September 2017
LI Erpeng 李爾鵬 RE [4] (Advising on Securities) 19 September 2017
DING Ding 丁丁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 September 2017
PENG Cheng 彭程 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 September 2017
LIN Zhe 林哲 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 September 2017
SHAN Ling 單灵 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 September 2017
YIU Sze To 饒斯韜 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 September 2017
JANAMANCHI Siddardha RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 September 2017
XIE Shuangquan 謝双全 RE [4] (Advising on Securities) 04 September 2017
HO Hiu Kan, Kenneth 何曉勤 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 August 2017
ZHEN Xi 甄希 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 August 2017
LI Mengze 李梦澤 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 August 2017
TAM Cheuk Yiu, Charmaine 譚卓瑤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 August 2017
LEE Kwai Yin 李桂賢 RE [4] (Advising on Securities) 22 August 2017
KELLY Patrick Cahill RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 August 2017
VIRANI Adil RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 August 2017
JIANG Qinglin 姜青琳 RE [4] (Advising on Securities) 16 August 2017
LI Tianrun 李天潤 RE [4] (Advising on Securities) 16 August 2017
CHIU Shing Fung 趙城鋒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 August 2017
KIM Jooyoung 金柱咏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 August 2017
LAU Ka Tsun 劉嘉浚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2017
LIAO Jiayuan 廖嘉源 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 August 2017
NG Kwok Lun 吳國倫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 July 2017
CHEN Ze 陳澤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 July 2017
LIM Kin Yung 林健湧 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 July 2017
CHEN Boyang 陳博揚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
HU Yang 胡洋 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
CHUEN Jeanine Jing Yin 全正言 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 July 2017
XIE Yijing 謝奕菁 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 June 2017
CHANG Li 常立 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 23 June 2017
HSU Tien Heng 徐天珩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 June 2017
PANG Jun Keng 彭俊鏗 RE [1] (Dealing in Securities) 25 May 2017
LIANG Lining 梁立寧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 April 2017
WANG Qing 王青 RO [9] (Asset Management) 19 April 2017
JIN Chenghua 金成華 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 March 2017
CHIN Hyun-Joon 陳玄峻 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 March 2017
SIT Kin Fung 薛健鋒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 27 February 2017
KAUTZKY Christina Marie RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 February 2017
LAI Kong Keung Louis 黎江強 RE [2] (Dealing in Futures Contracts) 20 February 2017
LEE Jooho RO [1] (Dealing in Securities), [4] (Advising on Securities) 17 February 2017
LAU Wai Chun 劉偉駿 RE [9] (Asset Management) 10 February 2017
POON Shing Chi 潘承智 RE [9] (Asset Management) 10 February 2017
OH Seung Joo 吳昇宙 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 February 2017
AMATANI Satoshi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 February 2017
CHIN Abel Yoon Sern RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 February 2017
LEE Jung Il 李楨一 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 January 2017
LEVIN Michael RO [9] (Asset Management) 11 January 2017
YEUNG Chin Fai 楊展煇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 January 2017
ILDERTON Howard Graydon Rodney RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 December 2016
TSANG Hoi Lam Anne 曾凱琳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 December 2016
WU Shanshan 伍珊珊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 December 2016
YANG Yue 楊悅 RE [1] (Dealing in Securities) 13 December 2016
LI Wenwen 李雯雯 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 December 2016
PAN Xingdong 潘醒東 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 December 2016
MATHUR Rajnish Dayal RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 08 December 2016
TSANG Ki Lok Kenneth 曾琪樂 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 December 2016
XU Linyi 徐林藝 RE [6] (Advising on Corporate Finance) 30 November 2016
HON Sau Yee, Kenneth 韓守義 RE [4] (Advising on Securities) 16 November 2016
ZHAO Yue 趙越 RE [9] (Asset Management) 09 November 2016
LI Honggui 李宏貴 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 October 2016
CHAN Ting Him 陳霆謙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 September 2016
TAN Ruishen 譚銳燊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 September 2016
TU Lei 涂雷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 September 2016
KIM Jeeseok 金知奭 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 September 2016
LI Mengna 李蒙娜 RE [4] (Advising on Securities) 12 September 2016
XU Nuo 许诺 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 September 2016
LUK Sum Kin 陸琛健 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 September 2016
XU Zhi 徐陟 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 September 2016
QIN Tian 钦天 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 September 2016
ARMSTRONG Derek Noel RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 September 2016
LIU Yang 刘杨 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 September 2016
LUI Chun Wai Jervis 呂俊為 RO [1] (Dealing in Securities) 02 September 2016
CHEUNG Tai Kam 章大今 RE [4] (Advising on Securities) 31 August 2016
YEUNG Edwin Chun Yue 楊鎮宇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 August 2016
CHAURASIA Sanjeev RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 August 2016
JIN Meng 金夢 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 August 2016
DEISS Christian Philipp RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2016
WEI Chen 魏辰 RE [1] (Dealing in Securities) 02 August 2016
NO Patrick RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2016
ZHU Yu Qiang 朱彧強 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 July 2016
CHUNG Wilson James Ka Lun 鍾家綸 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 July 2016
PUTLER Oliver Geoffrey John RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 June 2016
HUANG Xiang 黃翔 RO [4] (Advising on Securities) 22 June 2016
HON Sau Yee, Kenneth 韓守義 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 June 2016
HUANG Chung-yu RE [1] (Dealing in Securities) 02 June 2016
AU-YEUNG Brenda 歐陽尚怡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 31 May 2016
CHUA Chong Xun, Christopher 蔡崇訓 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 May 2016
AUGARDE Thomas William RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 April 2016
LEE Adrian Tze Him 李子謙 RE [4] (Advising on Securities) 22 April 2016
CHU Bryan Ming Ho 朱明浩 RE [1] (Dealing in Securities) 18 April 2016
SO Hin Hang 蘇顯衡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 April 2016
LAM Sai Wai, Alain 林世偉 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 March 2016
LAU Wai Chun 劉偉駿 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 March 2016
POON Shing Chi 潘承智 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 March 2016
CHUI King Wai 徐經緯 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 February 2016
KAYE Patrick Jon RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 January 2016
ZHOU Tianyu 周天宇 RE [4] (Advising on Securities) 05 January 2016
SHEN Liang 沈亮 RE [4] (Advising on Securities) 05 January 2016
JI Jiqing 季季青 RE [4] (Advising on Securities) 05 January 2016
CHAN Lok Kan 陳諾勤 RE [4] (Advising on Securities) 05 January 2016
MARRIOTT Henry Robert Philip RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 January 2016
MAK Hoi Kiu Sonia 麥凱翹 RE [4] (Advising on Securities) 30 December 2015
LEE Shiu Wo Victor 利兆和 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 December 2015
KAO Richard 高敬倫 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 December 2015
CHU Tat Chee 朱達之 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2015
LAU Yan Ho, Adrian 劉恩豪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 November 2015
SHENK Scott Martin RO [2] (Dealing in Futures Contracts) 10 November 2015
CHAU Man Fai, Eric 周民輝 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 October 2015
ZHONG Jianxi 仲劍曦 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 October 2015
YE Xiao 叶晓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 October 2015
WONG Hiu King 王曉琼 RE [4] (Advising on Securities) 05 October 2015
ZHOU Cheng 周成 RE [4] (Advising on Securities) 30 September 2015
LEE Wee Mun Kenneth 李偉文 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 September 2015
LI Qian 李倩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 September 2015
LI Bryan Chee Keung 李自強 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 August 2015
HUANG Min 黃敏 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 August 2015
LEE Tsz Kit 李梓杰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 July 2015
SHEN Hu 沈乎 RE [4] (Advising on Securities) 21 July 2015
LAUNAY Thomas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 May 2015
WANG Chu 王楚 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 May 2015
ZHANG Rui 張睿 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 May 2015
PAUTROT Sebastien, Michael RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 March 2015
DEWAN Sukrit RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 March 2015
CHEUNG Kat Cheung 張吉祥 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 March 2015
CHONG Cheung Chun 莊翔俊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 March 2015
LI Mengna 李蒙娜 RE [1] (Dealing in Securities) 17 February 2015
LI Yuen Shan, Sandi 李苑姍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 January 2015
LIU Zhipeng 劉知朋 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 January 2015
XU Tianyi 胥天一 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 November 2014
BLOXHAM Thomas Charles RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 November 2014
DING Min 丁敏 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 November 2014
PAPAVOINE Nicolas Henri Jean RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 03 November 2014
LAI Kong Keung Louis 黎江強 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 November 2014
CHIA Wen Yi 謝文義 RO [1] (Dealing in Securities), [4] (Advising on Securities) 16 October 2014
LEUNG Keith Koon Chung 梁冠聰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 September 2014
KIM Dong Chan RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 September 2014
CHAN Tik Wai 陳迪偉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 August 2014
CHENG Wai Yam 鄭煒欽 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2014
MAHESHWARI Saurabh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2014
LU Yan 路妍 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 August 2014
GAU Ruyin 高如瑩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 August 2014
WONG Sek Wai, Samuel RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 August 2014
WANG Bohui 王博慧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 August 2014
WONG Alexander 黃傑韜 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2014
XU Linyi 徐林藝 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 July 2014
GILBERT Andrew Craig RE [2] (Dealing in Futures Contracts) 07 July 2014
COOMBS Jonathan Lee 顧植德 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 June 2014
FONG Kam Chung 方錦聰 RE [4] (Advising on Securities) 05 June 2014
GILBERT Alexandre RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 April 2014
LIU Ruiyuan 劉睿渊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 April 2014
MURALIKRISHNAN AKHIL RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 April 2014
LAU Keith Koon Wai 劉冠緯 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 March 2014
WANG Bin 王斌 RE [4] (Advising on Securities) 07 February 2014
YU Hangying 郁杭鶯 RE [4] (Advising on Securities) 06 February 2014
LEUNG Kit San 梁傑燊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 January 2014
KU Lai Hung 古麗紅 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 December 2013
LEE Adrian Tze Him 李子謙 RE [1] (Dealing in Securities) 17 October 2013
AHN Nam Kyu RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2013
CHUI Yuen Ting 徐婉婷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 August 2013
FONG Wai Chu 方慧珠 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 August 2013
YU Sau Ying 余秀瑩 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 July 2013
LOMBARD Jean-Christophe, Roland, Firmin RE [2] (Dealing in Futures Contracts) 15 July 2013
O'MALLEY Darren James RE [2] (Dealing in Futures Contracts) 09 July 2013
CHOW Sze Yuen, Simon 周思遠 RE [2] (Dealing in Futures Contracts) 09 July 2013
PARIKH Chintan RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 June 2013
YU Hangying 郁杭鶯 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 May 2013
LEVIN Michael RO [4] (Advising on Securities) 19 April 2013
HO Kam Ho, Christopher 何錦浩 RE [2] (Dealing in Futures Contracts) 19 February 2013
LO Tsz Kwan 盧芷君 RE [2] (Dealing in Futures Contracts) 18 February 2013
AU Ka Ho 歐家豪 RE [2] (Dealing in Futures Contracts) 18 February 2013
CHAN Justin 陳卓泓 RE [2] (Dealing in Futures Contracts) 18 February 2013
CHEUNG Tai Kam 章大今 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 November 2012
LO Kai Fung 盧啟楓 RE [2] (Dealing in Futures Contracts) 25 September 2012
SUN Shan 孫山 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 September 2012
LEVIN Michael RO [1] (Dealing in Securities) 26 April 2012
WONG Siu Kin Vincent 黃少鍵 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 April 2012
PONG Mew Hing, Jasmine RE [1] (Dealing in Securities) 24 November 2011
CHAN Justin 陳卓泓 RE [1] (Dealing in Securities) 20 October 2011
LIN Kuo-Hao 林國皓 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 October 2011
TAN Ee-Lin 陳憶玲 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 September 2011
KOT Richard 葛意達 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2011
LI Chao 李超 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 August 2011
ANDREW Tiffany Chiu Yu Man 趙汝玟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 August 2011
CHENG Hon Wing, Cyrus 鄭漢榮 RE [1] (Dealing in Securities) 15 August 2011
SCHLOER Robert Christoph RE [4] (Advising on Securities) 07 June 2011
YEUNG Shuk Ting, Nora 楊淑婷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 May 2011
SHAH Riddhi Mahendra RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 May 2011
CHAN Soon Yene 陳順賢 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 May 2011
SHENK Scott Martin RE [1] (Dealing in Securities) 04 May 2011
LI Alexander William 李力山 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 March 2011
SHARMA Somesh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 March 2011
SABHARWAL Rajat RE [4] (Advising on Securities) 11 January 2011
RUMJAHN Kevin Kalim 林基榮 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2010
CHUI Yan Chi Matthew 崔恩賜 RE [1] (Dealing in Securities) 04 November 2010
WONG Jie Lun Gerald RE [4] (Advising on Securities) 04 October 2010
AU Ka Ho 歐家豪 RE [1] (Dealing in Securities) 28 September 2010
LO Kai Fung 盧啟楓 RE [1] (Dealing in Securities) 04 August 2010
LANE Jeremy Nicholas RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 July 2010
FENG Yuan 馮源 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 June 2010
KIM Brian Young RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 June 2010
WU Meng Chan 吳孟展 RE [1] (Dealing in Securities) 31 May 2010
HUNG Hei King, Kenneth 洪熙敬 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 May 2010
QIU Ruofei 邱若非 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 May 2010
CHEUNG Hoi Tai, Andy 張海泰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 April 2010
PRASERTSINTANAH Pornchai RE [1] (Dealing in Securities) 15 March 2010
MCCALLUM Colin James RE [4] (Advising on Securities) 10 March 2010
HO Kai Chung 何啟聰 RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 February 2010
CHAN Mei Kwan 陳美君 RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 February 2010
HO Kai Chung 何啟聰 RE [1] (Dealing in Securities) 29 January 2010
CHAN Mei Kwan 陳美君 RE [1] (Dealing in Securities) 28 January 2010
LAI Kai Tsun, Johnson 黎啟進 RE [4] (Advising on Securities) 29 December 2009
PANG Kwok Kit, Kenneth 彭國傑 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 08 October 2009
CHOI Ji Won Jennifer RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 October 2009
TANG Chun Ting, Christopher Archer 鄧振廷 RE [1] (Dealing in Securities) 11 September 2009
LO Tsz Kwan 盧芷君 RE [1] (Dealing in Securities) 31 August 2009
LAI Kai Tsun, Johnson 黎啟進 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 August 2009
FONG Mun Yee, Belinda 方敏怡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 31 July 2009
HU Joy Lan-Ya 胡嵐雅 RE [1] (Dealing in Securities) 10 June 2009
SUEN Benny Hung Kit 孫雄傑 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 June 2009
HONG Shaw-Shiun 洪紹勛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 June 2009
SCHLOER Robert Christoph RE [1] (Dealing in Securities) 01 June 2009
YOSHIZUMI Robert Kei RE [2] (Dealing in Futures Contracts) 24 April 2009
CHOI Chong Yip, Edwin 蔡創業 RE [2] (Dealing in Futures Contracts) 07 November 2008
MA Kwan Mo, Kelvin 馬君武 RE [2] (Dealing in Futures Contracts) 06 November 2008
LAM Chit Fai, Ashley 林皙暉 RE [2] (Dealing in Futures Contracts) 05 November 2008
YOSHIZUMI Robert Kei RE [1] (Dealing in Securities) 03 November 2008
CHEN Yow Bang 陳佑邦 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 June 2008
CHIK Kin Nang 戚健能 RE [4] (Advising on Securities) 26 May 2008
CHEN Yow Bang 陳佑邦 RE [1] (Dealing in Securities) 08 May 2008
GILBERT Andrew Craig RE [1] (Dealing in Securities) 11 February 2008
ZHOU Qiwu 周其武 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 January 2008
MA Kwan Mo, Kelvin 馬君武 RE [1] (Dealing in Securities) 27 December 2007
CHOW Sze Yuen, Simon 周思遠 RE [1] (Dealing in Securities) 24 October 2007
CHOI Chong Yip, Edwin 蔡創業 RE [1] (Dealing in Securities) 17 August 2007
LOMBARD Jean-Christophe, Roland, Firmin RE [1] (Dealing in Securities) 16 July 2007
LAM Chit Fai, Ashley 林皙暉 RE [1] (Dealing in Securities) 17 April 2007
WANG Ka Kai, Gillian 王嘉娸 RE [1] (Dealing in Securities) 16 April 2007
WANG Jingqi 王晶琦 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 March 2007
MALHOTRA Vikram RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 March 2007
HUNG Cheung Fuk 洪長福 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 September 2006
CHEUNG Chi Ying, Winnie 張子瑩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 31 July 2006
MILEWSKI Damian RE [1] (Dealing in Securities) 13 June 2006
TSE Wing Hong 謝穎匡 RE [4] (Advising on Securities) 05 June 2006
LAW Hoi Hung 羅海鴻 RE [1] (Dealing in Securities) 10 October 2005
YU Chung Man, Joseph 余仲文 RE [1] (Dealing in Securities) 14 April 2005
GALLAGHER Joseph D. RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 March 2005
O'MALLEY Darren James RE [1] (Dealing in Securities) 14 February 2005
HO Kam Ho, Christopher 何錦浩 RE [1] (Dealing in Securities) 01 April 2003