Current licenceholders of AAO017 Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LAUNGANI Neel RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-26
XU Michael Minghong RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-02-25
WANG Jingping 王璟玶 RE 4 (Advising on Securities) 2021-02-25
WU Dongying 吳東穎 RE 4 (Advising on Securities) 2021-02-22
RAN Linwan 冉林晚 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-02-19
CHANG Yu-ching Alfred 張宇澄 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2021-02-19
TSUI Wai Ying Jintz 徐惠盈 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-18
SO Adrian Lap Kuen 蘇立權 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-18
HAN Chunxiao 韓春晓 RE 4 (Advising on Securities) 2021-02-18
CHEUNG Yung Yung 張容榕 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-18
HU Liang 胡量 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-11
LIU Jingting 劉婧婷 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2021-02-10
LIU Xiao 劉嘯 RE 4 (Advising on Securities) 2021-02-10
LO Maverick Ho Yeung 羅浩洋 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-08
GAO Tengfei 高腾飞 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-05
DENG Dian 鄧典 RE 1 (Dealing in Securities) 2021-02-05
WANG Mengjie 王夢潔 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-04
CHEN Yidan 陳藝丹 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-04
BRUECK Hannah Madeleine RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2021-02-04
HUH Jeong Hoon RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-02-03
LAI Ka Kwan 黎家坤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-03
ZHU Zhu 朱竹 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-02-02
CHOI Heung Kam, Iris 蔡香琴 RE 1 (Dealing in Securities) 2021-02-02
LIU Junming 劉峻銘 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-02-02
YANG Jing 阳景 RE 4 (Advising on Securities) 2021-02-01
KU Lai Hung 古麗紅 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-02-01
GAU Ruyin 高如瑩 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-01
YU Rong 余榕 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-01-27
YAN Min 闫敏 RE 4 (Advising on Securities) 2021-01-27
WANG Zaiyuan 王再緣 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-01-27
CHEN Ke 陳可 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-01-25
LAUNGANI Neel RE 6 (Advising on Corporate Finance) 2021-01-20
WANG Mengjie 王夢潔 RE 6 (Advising on Corporate Finance) 2021-01-20
CAO Chen 曹辰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-01-20
ZHAO Xun 趙尋 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-01-18
CHUNG Nicholas 鍾傲南 RE 2 (Dealing in Futures Contracts) 2021-01-18
CHUNG Nicholas 鍾傲南 RE 1 (Dealing in Securities) 2021-01-08
YIN Chenggong 尹成功 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-01-06
LOKESH Lekith Kumar Chikanayak RO 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-04
YANG Sikai 楊斯凱 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-01-04
RADZKI Michael RE 1 (Dealing in Securities) 2020-12-29
TING Kenneth Alan 丁協傑 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-28
HE Zhishan 何芷珊 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-28
YANG Qian 杨茜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-28
HE Xingtong 何星峒 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-12-23
YU Chun Wai 余進維 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-12-23
ZHANG Zipei 张子佩 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-12-22
ZHANG Haibin 张海滨 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-22
WENG Anyang 翁安阳 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-22
CHAN Chun Chiu 陳俊超 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-21
ZHOU Haote 周浩特 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-12-17
HU Dihong 胡迪泓 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-16
LIU Xiaoxiao 劉瀟瀟 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-12-11
LIU Xiao 劉嘯 RE 1 (Dealing in Securities) 2020-12-11
MAO Shaomeng 毛紹萌 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-11
LI Yangyang 李洋阳 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-12-10
DAI Wei 戴維 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-12-09
FANG Ming 房铭 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-12-09
CHANG Chuo 常逴 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-09
HU Yongkang 胡永康 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2020-12-07
YU Wai Sun 余維新 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-12-07
CHE Ka Cheung 謝家祥 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-07
JIANG Yuanlin 姜元麟 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-11-20
WANG Daoheng 王道恒 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-11-16
WANG Luoduan 王荦端 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-06
YANG Yuhao 楊宇豪 RE 4 (Advising on Securities) 2020-11-05
ZHAO Yang 趙陽 RE 2 (Dealing in Futures Contracts) 2020-11-03
ZHENG Yanran 鄭嫣然 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-28
HUANG Yao-shin 黃垚心 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-28
HUANG Yang 黄旸 RE 4 (Advising on Securities) 2020-10-23
TAI Wai See, Germaine 戴慧詩 RE 4 (Advising on Securities) 2020-10-23
SONG Ting 宋婷 RE 4 (Advising on Securities) 2020-10-23
ZHAO Yang 趙陽 RE 1 (Dealing in Securities) 2020-10-23
ZHOU Tu 周圖 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-12
LEUNG Kit San 梁傑燊 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-09
CHEN Huaitao 陳懷韜 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-09
HAN Raymond Rui RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-10-06
WANG Danlin 王丹霖 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-30
WANG Yuxi 王羽希 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-09-30
CHUNG Diana 鍾繕熙 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-30
XIE Yunze 謝昀澤 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-29
XU Ping 徐娉 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-29
PARK Bum Chul RE 6 (Advising on Corporate Finance) 2020-09-28
CHEN Jiabo 陳嘉博 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-09-25
LI Tianci 李天慈 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-09-21
JIANG Yuanlin 姜元麟 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-21
YUAN Quan 袁全 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-18
CHEUNG Siu Kei 張紹錡 RE 4 (Advising on Securities) 2020-09-18
CAI Qiyu 蔡祺玉 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-09-15
TRETHEWAY Daniel Glenn RE 9 (Asset Management) 2020-08-10
O'CONNOR Ian Patrick William RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-10
ZOU Manshi 邹曼诗 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-04
LOMBARD Jean-Christophe Roland Firmin RE 4 (Advising on Securities) 2020-08-03
CHEUNG Yan Yin 張恩妍 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-31
MOK Wesley Siu-kay 莫肇祺 RE 4 (Advising on Securities) 2020-07-27
FOK Tsz Ching 霍子晴 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-22
LIU Zhipeng 劉志鵬 RE 4 (Advising on Securities) 2020-07-16
TRETHEWAY Daniel Glenn RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-13
HUANG Min 黃敏 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-09
CHUNG Hoi Kei, Ronald 鍾凱麒 RE 1 (Dealing in Securities) 2020-07-02
MOK Wesley Siu-kay 莫肇祺 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-06-24
SIN Wing Sze Raincy 冼穎詩 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-24
KASTENHOLZ Mika Arnold RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-06-18
CHUNG Hoi Kei, Ronald 鍾凱麒 RE 2 (Dealing in Futures Contracts) 2020-06-17
XIE Yunqi 謝芸琪 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-06-04
CAO Li 曹立 RE 5 (Advising on Futures Contracts) 2020-05-28
LAM Alexander 林思浩 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-05-27
WU Qian 伍前 RE 4 (Advising on Securities) 2020-05-25
WERKUN Erica Poon 潘嘉怡 RE 5 (Advising on Futures Contracts) 2020-05-20
YIN Hanzhang 尹翰章 RE 5 (Advising on Futures Contracts) 2020-05-20
SWAIN Thomas Patrick RO 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-20
LAI Yuen Yung, Elita 黎婉蓉 RE 5 (Advising on Futures Contracts) 2020-05-20
LUK Colvin 陸擎毅 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-05-12
JOFFE David Richard RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-04-29
DWIVEDI Prashant RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-04-21
SOHN Amanda Yoo Jung RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-04-02
TAN Michael Boon Suan RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-04-02
STEPHENS John William RO 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2020-04-02
LIU Xin RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2020-03-12
HOSIE Neil Cameron RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-03-04
DHUPELIA Sunil RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-03-04
LEE Joseph Won RO 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2020-03-04
SEHGAL Vaibhav RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-03-04
WONG Hop On 王合安 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-02-27
LUI Chun Wai Jervis 呂俊為 RO 2 (Dealing in Futures Contracts) 2020-02-26
CUI Yu 崔彧 RE 4 (Advising on Securities) 2020-02-24
KWAN Kevin 關俊言 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-02-21
CHAN Kee Fung Aaron 陳琪峯 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-02-17
LIM Si Min, Michelle 林思敏 RE 2 (Dealing in Futures Contracts) 2020-02-04
WANG Xudong 王旭東 RE 2 (Dealing in Futures Contracts) 2020-02-04
HU Joy Lan-Ya 胡嵐雅 RE 2 (Dealing in Futures Contracts) 2020-02-04
MENG Chao 孟超 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-02-04
LAM Henry Hong Kee 林康祺 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-02-03
LIM Si Min, Michelle 林思敏 RE 1 (Dealing in Securities) 2020-01-23
WERKUN Erica Poon 潘嘉怡 RO 4 (Advising on Securities) 2019-12-13
LAM Alvin Chun Hin 林俊軒 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-12
SONG Zhe 宋喆 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2019-12-12
CHEN Yitong 陈奕彤 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-12-12
PAK Jonathan 白錫浚 RE 1 (Dealing in Securities) 2019-12-06
HE Min 何敏 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-05
WANG Xudong 王旭東 RE 1 (Dealing in Securities) 2019-11-22
BOBBARADA Sree Sudha RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-11-22
LAI Yuen Yung, Elita 黎婉蓉 RE 4 (Advising on Securities) 2019-11-22
SHUM Chung Lai, Tommy 沈仲禮 RE 2 (Dealing in Futures Contracts) 2019-11-20
YIN Hanzhang 尹翰章 RE 4 (Advising on Securities) 2019-11-20
KWON Boo Sung 權芙聖 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-11-14
SHUM Chung Lai, Tommy 沈仲禮 RE 1 (Dealing in Securities) 2019-11-07
WEI Chen 魏辰 RE 2 (Dealing in Futures Contracts) 2019-11-01
WANG Yanruo 王言若 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-01
PARK Sangkyun 朴尚均 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-11-01
LUKIC Mirko RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2019-10-30
WANG Ying 王穎 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-10-30
LU Wanting 路婉婷 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-21
LIN Xiaorong 林晓榕 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-16
JI Tuo 季托 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-10-16
MA Taoran 馬陶然 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-10-16
YANG Zhenyu 楊振宇 RE 1 (Dealing in Securities) 2019-10-14
LU Steven Shiming 陸世銘 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2019-10-11
LIN Xiaorong 林晓榕 RE 6 (Advising on Corporate Finance) 2019-10-03
JI Tuo 季托 RE 6 (Advising on Corporate Finance) 2019-09-26
LIU Chor Kiu Jonathan 廖楚翹 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-09-26
HUANG Honghan 黃弘翰 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-26
CHAN King Man 陳景泯 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-09-24
TOROICAN Alexandru-Ovidiu RE 1 (Dealing in Securities) 2019-09-24
ZHOU Dadi 周大地 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-20
HONG Yu 洪煜 RE 4 (Advising on Securities) 2019-09-17
YU Wenting 余文婷 RE 4 (Advising on Securities) 2019-09-13
WANG Yi 王一 RO 4 (Advising on Securities) 2019-09-10
CHEN Xinru 陳心茹 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-09
LI Xumeng 李旭萌 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-09
CHAU Tak Shun 周德淳 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-09
CHEN Zhuangyi 陈庄翊 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-09-09
HONG Yu 洪煜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-09-09
CHEN Ming 陳明 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-09-05
LI Yue 李約 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-03
LAM On Lok 林安樂 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-28
HUANG Yujiao 黄雨嬌 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-28
BARARD Joshua Raj RE 1 (Dealing in Securities) 2019-08-27
CAO Li 曹立 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2019-08-21
DONG Yixiao 董一潇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-12
ZHANG Siyi 張斯怡 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-09
ZHAO Juyi 趙居易 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-09
ZHONG Yiran 钟怡然 RE 4 (Advising on Securities) 2019-08-09
CHEN Yuhu 陳雨湖 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-09
LEE Chee Wai Ivan 李子維 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-07
MOK Ka Hong 莫家康 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-07
LI Xiaoye 李晓曄 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-08-07
XU Yingxin 徐穎昕 RE 4 (Advising on Securities) 2019-08-06
LIU Jason Jie Sheng 劉傑生 RE 4 (Advising on Securities) 2019-08-06
CHOW Lok Yim 周樂炎 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-06
LIM Marcus Brandon 林克傑 RE 2 (Dealing in Futures Contracts) 2019-08-01
HU Jie 胡潔 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-07-30
IOUSSOUPOV Chamil RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-30
LIM Marcus Brandon 林克傑 RE 1 (Dealing in Securities) 2019-07-25
MOHAN Siddharth RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-19
NG Chun Wai 吳俊威 RO 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2019-07-18
ZHAO Peilin 趙沛霖 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-06-24
CHAN Ho Yin Ronald 陳浩賢 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-11
WONG Tsun Yip 黃浚業 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-11
DING Weiao 丁微凹 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-06-11
LANG Ning 郎宁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-06-03
LANG Ning 郎宁 RE 6 (Advising on Corporate Finance) 2019-05-22
XIE Elise Mingyan 謝明燕 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-05-22
WONG Yanling, Jesalyn RE 4 (Advising on Securities) 2019-05-22
CHENG Wei Han 曾威涵 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-05-16
CHAN Kwan Yin 陳君然 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-04-29
HUANG Chaoyi 黃超逸 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-29
PARK Bum Chul RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-12
COHEN-ADDAD Nicolas Paul RO 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2019-04-12
BUSIRI Muhammad Zakky RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-04-10
FENG Meng 馮萌 RE 4 (Advising on Securities) 2019-04-09
LAU Kai Chung Kelvin 劉啟忠 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2019-04-08
LAU Cheuk Yin, Jacqueline 劉卓妍 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-04-04
HUANG Chaoyi 黃超逸 RE 2 (Dealing in Futures Contracts) 2019-04-03
LAW Sum Yee 羅心怡 RE 4 (Advising on Securities) 2019-03-29
CHEN Pengge 陳鵬戈 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-21
KIM Min RE 4 (Advising on Securities) 2019-03-13
LAM Kin Sang 林健生 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-03-11
YU Xinning 于馨宁 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-03-08
WANG Shiyan 王士彥 RE 4 (Advising on Securities) 2019-03-08
LAI King Chi 黎敬之 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-03-07
KOESOEMO Mario RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-02-28
TUSI Jessica Yijia 徐逸嘉 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-02-22
TREANOR Jonathan Anthony RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-02-21
CHAN Samantha Lisa 陳詩敏 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-02-12
SUN Eric Fu Yuan 孫福源 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-02-11
YIN Jufeng 尹炬鋒 RE 4 (Advising on Securities) 2019-02-11
WANG Zi Zhu RE 4 (Advising on Securities) 2019-02-04
WANG Zi Zhu RE 1 (Dealing in Securities) 2019-01-30
YU Miao 余淼 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-23
WALLACE Philip Robert RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-01-21
SPARROW Richard Aelred RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-16
XU Tianjie 許天杰 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-01-16
FU Ruowei 傅若偉 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-14
FIRTH Charles Richard Bartholomew 霍逸倫 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2018-12-11
BAGRIA Harjinder Singh RE 2 (Dealing in Futures Contracts) 2018-12-10
YU Hangying 郁杭鶯 RE 5 (Advising on Futures Contracts) 2018-12-10
LAI Kai Tsun, Johnson 黎啟進 RE 5 (Advising on Futures Contracts) 2018-12-10
CHEUNG Wai Ho 張偉豪 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-12-10
KO Chon Man 高俊文 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-12-06
PATEL Anjali Mahendra RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-05
LIU Xiaoning 劉小宁 RE 4 (Advising on Securities) 2018-11-30
JAIN Vaibhav RE 4 (Advising on Securities) 2018-11-28
ZHU Xiaoqin 朱晓琴 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-11-28
FAN Yi 樊一 RE 1 (Dealing in Securities) 2018-11-28
SHI Hui 石慧 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-11-23
BAGRIA Harjinder Singh RE 1 (Dealing in Securities) 2018-11-21
CAI Jun 蔡君 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-11-19
SU Shan 蘇珊 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-15
CHUI Chi Kin 徐子健 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-11-15
LIN Derek Tin-fu 林天賦 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-11-07
SHAO Dongni 邵冬妮 RE 4 (Advising on Securities) 2018-11-07
FLORENTIN Clement RE 5 (Advising on Futures Contracts) 2018-11-06
CHEUNG Clive Ho Fung 張昊峯 RE 4 (Advising on Securities) 2018-11-05
WANG Rui 王瑞 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-11-02
TU Ying 涂穎 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-11-02
ZHANG Siyu 張思語 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-11-01
BI Jia 畢佳 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-11-01
PARK Min RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-10-25
SEMBOMMATSU Akira 千本材聰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-10-22
BARAM Geoffrey Ian 白恩榮 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-10-22
KWAN Chun Yue, Patrick 關振宇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-10-19
YANG Yufei 楊宇飛 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-10-16
ZHANG Geng Fan RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-15
FLORENTIN Clement RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-10
XU Weijia 徐瑋珈 RE 4 (Advising on Securities) 2018-10-08
LAI Wai Tsz 黎慧慈 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-10-08
LIU Xi 劉茜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-10-08
LIU Yuhong RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-10-08
GUPTA Pushkar RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-10-03
CHEN Wei Lun 陳韋綸 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-24
CHANG Chih Jou 張至柔 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-09-24
TSE Ka Shing Jason 謝家丞 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-20
SAXENA Akshay RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-09-20
LI Yuyang 李雨阳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-09-14
WONG Hau Ting Shirley 黃考廷 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-09-13
ZHU Lei 朱蕾 RO 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-09-11
CHEESEMAN Robert Ross RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-11
CHEN Sijia 陳思佳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-09-05
SCULLY James Robert RE 1 (Dealing in Securities) 2018-09-04
KIM Jee Suk RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2018-09-03
GAO Wen 高文 RE 4 (Advising on Securities) 2018-09-03
LI Ang 李昂 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-09-03
PANG Lai Chi 彭勵志 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-28
MURPHY Kieran James RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-08-20
KANG Suhgoo 姜瑞求 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-20
KIM Soyeon RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-08-17
TSENG Chao-Lien 曾昭連 RE 4 (Advising on Securities) 2018-08-15
MOK Wing Sze 莫詠斯 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-09
HAN Zhixiao 韓之笑 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-08-09
LAU Kwan Yin 劉軍賢 RE 1 (Dealing in Securities) 2018-08-09
TANG Simon Ming Yeung 鄧名揚 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-08-08
QIAN Chenhao 錢辰昊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-07
FLUET Emily Facchina RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-07
HANEY Charlotte Anne RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-06
MARWAT Umair Khan RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-06
ZHANG Zhao 張釗 RE 4 (Advising on Securities) 2018-08-02
FU Keyu 付科宇 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-07-19
WONG Yee Man 黃綺雯 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-07-18
ENOMOTO Takayuki RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-16
LEE Yoon Jee RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-07-12
CHAO Elaine Yiran 曹怡然 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-07-10
FOO Xiang Quan Gary 符祥泉 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-07-06
LU Zeyu 呂澤宇 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-07-04
TAO Xiaozhuo 陶晓卓 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-06-29
CHEN Boyu 陳博宇 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-25
LIU Yanhong 劉彥宏 RE 4 (Advising on Securities) 2018-06-22
LEE Kenneth Sean 李惟榮 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-22
YANG Feng Sou 楊峯碩 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-06-19
HIRAMATSU Takekazu RE 2 (Dealing in Futures Contracts) 2018-06-12
YOU Zhen 游臻 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-11
ZHANG Xiaobin 張小彬 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-08
LI Weiwei RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-07
ZHEN Xi 甄希 RE 6 (Advising on Corporate Finance) 2018-06-04
MORGAN James Richard 穆冠匡 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-05-24
YAP Tisha Soong Yee 葉宋兒 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-05-23
HIRAMATSU Takekazu RE 1 (Dealing in Securities) 2018-05-16
TSANG Carolyn Tin Wei 曾天惠 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-05-07
LAU Yan Ki, Patricia 劉恩琪 RO 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-05-04
ZHAO Edward RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-04-23
SCHLOSSMACHER Werner RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-04-23
BAO Lei 包蕾 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-04-04
ZONG Yue 宗躍 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-03-26
LAM Calvin Chi-him 林子謙 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-03-21
CARTWRIGHT Edward Ian RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-03-13
BAO Lei 包蕾 RE 6 (Advising on Corporate Finance) 2018-03-07
WANG Yilin 王伊琳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-03-06
CHAN Yu Cheung 陳宇翔 RE 1 (Dealing in Securities) 2018-03-05
YANG Shi Ai 楊詩藹 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-02-23
PAL Abhishek RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-02-23
ZHANG Zhiwei 張智瑋 RE 4 (Advising on Securities) 2018-02-21
WANG Yinghui 王穎慧 RE 4 (Advising on Securities) 2018-02-15
BHATTACHARYA Soumitra Samir RE 2 (Dealing in Futures Contracts) 2018-02-08
NACHAR Christelle RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-02-05
LI Lu 李潞 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-02-05
BHATTACHARYA Soumitra Samir RE 1 (Dealing in Securities) 2018-01-30
STEPHENS Anthony Jeetendra RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-01-29
CHEUNG Tai Kam 章大今 RE 5 (Advising on Futures Contracts) 2018-01-16
CHEN Kai Yun 陳凱筠 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-01-15
GUPTA Shivam RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-12-20
HOWE Christian John RO 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-12-08
JENKINS Jonathan James Broderick RO 1 (Dealing in Securities) 2017-12-08
NING Pui Yu 甯珮瑜 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-12-07
WELLS Alan Frank RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-12-05
LIU Rui 刘睿 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-11-24
DUAN Shu 段抒 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-11-24
NG Chun Wai 吳俊威 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-11-15
YANG Mi 楊宓 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-11-09
WONG Ka Man 黃嘉敏 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-11-09
CHEN Jianping 陳建萍 RE 4 (Advising on Securities) 2017-11-06
YUAN Yixuan 袁怡萱 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-10-27
MENG Zhe 孟喆 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-10-20
HUANG Mingmin 黃明旻 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-10-18
LUO Yang 駱陽 RE 4 (Advising on Securities) 2017-10-18
RIOU Clement Vincent Jean RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-10-17
HOSIE Neil Cameron RO 1 (Dealing in Securities), 4 (Advising on Securities) 2017-09-21
LEE Jooho RE 2 (Dealing in Futures Contracts) 2017-09-20
LI Erpeng 李爾鵬 RE 4 (Advising on Securities) 2017-09-19
DING Ding 丁丁 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-09-08
SHAN Ling 單灵 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-09-07
XIE Shuangquan 謝双全 RE 4 (Advising on Securities) 2017-09-04
YIU Sze To 饒斯韜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-09-04
LI Mengze 李梦澤 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-29
ZHEN Xi 甄希 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-29
HO Hiu Kan, Kenneth 何曉勤 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-29
LEE Kwai Yin 李桂賢 RE 4 (Advising on Securities) 2017-08-22
TAM Cheuk Yiu, Charmaine 譚卓瑤 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-22
KELLY Patrick Cahill RO 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2017-08-17
LI Tianrun 李天潤 RE 4 (Advising on Securities) 2017-08-16
VIRANI Adil RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-16
PU Lingxiao 浦凌霄 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-15
CHIU Shing Fung 趙城鋒 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-14
KIM Jooyoung 金柱咏 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-08-10
LAU Ka Tsun 劉嘉浚 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-08-03
LIAO Jiayuan 廖嘉源 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-01
NG Kwok Lun 吳國倫 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-07-26
CHEN Ze 陳澤 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-07-24
HU Yang 胡洋 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-07-11
CHEN Boyang 陳博揚 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-07-11
XIE Yijing 謝奕菁 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-06-30
CHANG Li 常立 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2017-06-23
NG Kwong Man 吳光民 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-05-29
PANG Jun Keng 彭俊鏗 RE 1 (Dealing in Securities) 2017-05-25
TSE Hiu Yu 謝曉瑜 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-04-28
LIANG Lining 梁立寧 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-04-25
CHIN Hyun-Joon 陳玄峻 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-03-01
SIT Kin Fung 薛健鋒 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2017-02-27
KAUTZKY Christina Marie RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-02-23
LAI Kong Keung Louis 黎江強 RE 2 (Dealing in Futures Contracts) 2017-02-20
LEE Jooho RO 1 (Dealing in Securities), 4 (Advising on Securities) 2017-02-17
LAU Wai Chun 劉偉駿 RE 9 (Asset Management) 2017-02-10
POON Shing Chi 潘承智 RE 9 (Asset Management) 2017-02-10
OH Seung Joo 吳昇宙 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-02-07
AMATANI Satoshi RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-02-07
CHIN Abel Yoon Sern RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-02-03
LEE Jung Il 李楨一 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-01-24
LEVIN Michael RO 9 (Asset Management) 2017-01-11
YEUNG Chin Fai 楊展煇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-01-06
ILDERTON Howard Graydon Rodney RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-22
TSANG Hoi Lam Anne 曾凱琳 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-21
WU Shanshan 伍珊珊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-19
LI Wenwen 李雯雯 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-12-13
PAN Xingdong 潘醒東 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-12-09
MATHUR Rajnish Dayal RO 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-08
TSANG Ki Lok Kenneth 曾琪樂 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-12-06
XU Linyi 徐林藝 RE 6 (Advising on Corporate Finance) 2016-11-30
HON Sau Yee, Kenneth 韓守義 RE 4 (Advising on Securities) 2016-11-16
LI Honggui 李宏貴 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-10-24
RAO Ashish Kishore RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-10-05
CHAN Ting Him 陳霆謙 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-09-19
TU Lei 涂雷 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-09-14
KIM Jeeseok 金知奭 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-09-13
XU Nuo 许诺 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-09-12
LI Mengna 李蒙娜 RE 4 (Advising on Securities) 2016-09-12
LUK Sum Kin 陸琛健 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-09-12
XU Zhi 徐陟 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-09-08
QIN Tian 钦天 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-09-08
ARMSTRONG Derek Noel RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-09-07
LIU Yang 刘杨 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-09-06
LUI Chun Wai Jervis 呂俊為 RO 1 (Dealing in Securities) 2016-09-02
CHEUNG Tai Kam 章大今 RE 4 (Advising on Securities) 2016-08-31
YEUNG Edwin Chun Yue 楊鎮宇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-08-29
CHAURASIA Sanjeev RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-24
JIN Meng 金夢 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-12
DEISS Christian Philipp RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-08-03
WEI Chen 魏辰 RE 1 (Dealing in Securities) 2016-08-02
ZHU Yu Qiang 朱彧強 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-07-22
VALLE CORRER Giorgio RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-07-19
CHUNG Wilson James Ka Lun 鍾家綸 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-07-15
PUTLER Oliver Geoffrey John RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-06-27
HUANG Xiang 黃翔 RO 4 (Advising on Securities) 2016-06-22
HON Sau Yee, Kenneth 韓守義 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-06-15
AU-YEUNG Brenda 歐陽尚怡 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-05-31
STOEHR Carsten Hideki Alois RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-05-24
CHUA Chong Xun, Christopher 蔡崇訓 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-05-06
HU Zhizhi 胡知鷙 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-05-04
AUGARDE Thomas William RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-04-26
LEE Adrian Tze Him 李子謙 RE 4 (Advising on Securities) 2016-04-22
CHU Bryan Ming Ho 朱明浩 RE 1 (Dealing in Securities) 2016-04-18
SO Hin Hang 蘇顯衡 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-04-01
LAU Wai Chun 劉偉駿 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-03-07
POON Shing Chi 潘承智 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-03-03
CHUI King Wai 徐經緯 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-02-16
KAYE Patrick Jon RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-01-13
JI Jiqing 季季青 RE 4 (Advising on Securities) 2016-01-05
ZHOU Tianyu 周天宇 RE 4 (Advising on Securities) 2016-01-05
CHAN Lok Kan 陳諾勤 RE 4 (Advising on Securities) 2016-01-05
MARRIOTT Henry Robert Philip RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-01-04
MAK Hoi Kiu Sonia 麥凱翹 RE 4 (Advising on Securities) 2015-12-30
LEE Shiu Wo Victor 利兆和 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-12-14
KAO Richard 高敬倫 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-12-10
CHU Tat Chee 朱達之 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-11-24
LAU Yan Ho, Adrian 劉恩豪 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-11-19
SHENK Scott Martin RO 2 (Dealing in Futures Contracts) 2015-11-10
CHAU Man Fai, Eric 周民輝 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-10-29
ZHONG Jianxi 仲劍曦 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-10-12
YE Xiao 叶晓 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-10-05
WONG Hiu King 王曉琼 RE 4 (Advising on Securities) 2015-10-05
ZHOU Cheng 周成 RE 4 (Advising on Securities) 2015-09-30
LEE Wee Mun Kenneth 李偉文 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-09-22
LI Qian 李倩 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-09-07
LI Bryan Chee Keung 李自強 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-08-25
LEE Tsz Kit 李梓杰 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-07-23
SHEN Hu 沈乎 RE 4 (Advising on Securities) 2015-07-21
LAUNAY Thomas RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-05-26
WANG Chu 王楚 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-05-15
ZHANG Rui 張睿 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-05-13
DEWAN Sukrit RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-03-16
CHEUNG Kat Cheung 張吉祥 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-03-13
CHONG Cheung Chun 莊翔俊 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-03-11
LI Mengna 李蒙娜 RE 1 (Dealing in Securities) 2015-02-17
LI Yuen Shan, Sandi 李苑姍 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-01-16
LIU Zhipeng 劉知朋 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-01-12
XU Tianyi 胥天一 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-11-26
BLOXHAM Thomas Charles RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-11-21
DING Min 丁敏 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-11-04
PAPAVOINE Nicolas Henri Jean RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-11-03
LAI Kong Keung Louis 黎江強 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-11-03
CHIA Wen Yi 謝文義 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2014-10-16
LEUNG Keith Koon Chung 梁冠聰 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-09-03
CHENG Wai Yam 鄭煒欽 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2014-08-27
CHAN Tik Wai 陳迪偉 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-08-27
MAHESHWARI Saurabh RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-08-26
LU Yan 路妍 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-08-12
WANG Bohui 王博慧 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-08-11
WONG Sek Wai, Samuel RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-08-11
WONG Alexander 黃傑韜 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-08-01
XU Linyi 徐林藝 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2014-07-14
GILBERT Andrew Craig RE 2 (Dealing in Futures Contracts) 2014-07-07
BULL Adam Terumi Taniyama RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-07-04
COOMBS Jonathan Lee 顧植德 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-06-11
FONG Kam Chung 方錦聰 RE 4 (Advising on Securities) 2014-06-05
GILBERT Alexandre RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-04-15
LIU Ruiyuan 劉睿渊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-04-11
MURALIKRISHNAN AKHIL RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-04-07
LAU Keith Koon Wai 劉冠緯 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-03-21
WANG Bin 王斌 RE 4 (Advising on Securities) 2014-02-07
YU Hangying 郁杭鶯 RE 4 (Advising on Securities) 2014-02-06
PAUL Jonathan Matthew Wing-en 包榮恩 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2014-01-21
CHAN Kan Pan 陳耿彬 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2013-11-21
LEE Adrian Tze Him 李子謙 RE 1 (Dealing in Securities) 2013-10-17
AHN Nam Kyu RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2013-10-08
CHUI Yuen Ting 徐婉婷 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2013-08-21
FONG Wai Chu 方慧珠 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-08-19
YU Sau Ying 余秀瑩 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-07-17
CHOW Sze Yuen, Simon 周思遠 RE 2 (Dealing in Futures Contracts) 2013-07-09
O'MALLEY Darren James RE 2 (Dealing in Futures Contracts) 2013-07-09
PARIKH Chintan RE 1 (Dealing in Securities), 4 (Advising on Securities) 2013-06-28
YU Hangying 郁杭鶯 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-05-29
LEVIN Michael RO 4 (Advising on Securities) 2013-04-19
HO Kam Ho, Christopher 何錦浩 RE 2 (Dealing in Futures Contracts) 2013-02-19
CHAN Justin 陳卓泓 RE 2 (Dealing in Futures Contracts) 2013-02-18
LO Tsz Kwan 盧芷君 RE 2 (Dealing in Futures Contracts) 2013-02-18
AU Ka Ho 歐家豪 RE 2 (Dealing in Futures Contracts) 2013-02-18
CHEUNG Tai Kam 章大今 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-11-22
LO Kai Fung 盧啟楓 RE 2 (Dealing in Futures Contracts) 2012-09-25
SUN Shan 孫山 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2012-09-14
LEVIN Michael RO 1 (Dealing in Securities) 2012-04-26
WONG Siu Kin Vincent 黃少鍵 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2012-04-12
PONG Mew Hing, Jasmine RE 1 (Dealing in Securities) 2011-11-24
CHAN Justin 陳卓泓 RE 1 (Dealing in Securities) 2011-10-20
TAN Ee-Lin 陳憶玲 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2011-09-06
KOT Richard 葛意達 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2011-08-30
LI Chao 李超 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2011-08-22
ANDREW Tiffany Chiu Yu Man 趙汝玟 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-08-18
JAFREE Raza Ali RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-08-16
CHENG Hon Wing, Cyrus 鄭漢榮 RE 1 (Dealing in Securities) 2011-08-15
TAKATSUKA Ko 高塚康生 RE 1 (Dealing in Securities) 2011-07-21
SCHLOER Robert Christoph RE 4 (Advising on Securities) 2011-06-07
YEUNG Shuk Ting, Nora 楊淑婷 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-05-30
SHAH Riddhi Mahendra RE 4 (Advising on Securities), 1 (Dealing in Securities) 2011-05-27
CHAN Soon Yene 陳順賢 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2011-05-18
SHENK Scott Martin RE 1 (Dealing in Securities) 2011-05-04
LI Alexander William 李力山 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-03-21
SHARMA Somesh RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-03-02
MISHRA Neelkanth RE 4 (Advising on Securities) 2011-01-17
GUPTA Ashish RE 4 (Advising on Securities) 2011-01-11
SABHARWAL Rajat RE 4 (Advising on Securities) 2011-01-11
RUMJAHN Kevin Kalim 林基榮 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2010-11-24
CHUI Yan Chi Matthew 崔恩賜 RE 1 (Dealing in Securities) 2010-11-04
WONG Jie Lun Gerald RE 4 (Advising on Securities) 2010-10-04
AU Ka Ho 歐家豪 RE 1 (Dealing in Securities) 2010-09-28
LO Kai Fung 盧啟楓 RE 1 (Dealing in Securities) 2010-08-04
LANE Jeremy Nicholas RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2010-07-20
FENG Yuan 馮源 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2010-06-11
HUNG Hei King, Kenneth 洪熙敬 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-05-28
QIU Ruofei 邱若非 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2010-05-27
CHEUNG Hoi Tai, Andy 張海泰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-04-15
PRASERTSINTANAH Pornchai RE 1 (Dealing in Securities) 2010-03-15
MCCALLUM Colin James RE 4 (Advising on Securities) 2010-03-10
HO Kai Chung 何啟聰 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2010-02-26
CHAN Mei Kwan 陳美君 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2010-02-17
HO Kai Chung 何啟聰 RE 1 (Dealing in Securities) 2010-01-29
CHAN Mei Kwan 陳美君 RE 1 (Dealing in Securities) 2010-01-28
LAI Kai Tsun, Johnson 黎啟進 RE 4 (Advising on Securities) 2009-12-29
PANG Kwok Kit, Kenneth 彭國傑 RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2009-10-08
CHOI Ji Won Jennifer RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2009-10-06
TANG Chun Ting, Christopher Archer 鄧振廷 RE 1 (Dealing in Securities) 2009-09-11
LO Tsz Kwan 盧芷君 RE 1 (Dealing in Securities) 2009-08-31
LAI Kai Tsun, Johnson 黎啟進 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2009-08-18
HU Joy Lan-Ya 胡嵐雅 RE 1 (Dealing in Securities) 2009-06-10
HONG Shaw-Shiun 洪紹勛 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2009-06-09
SUEN Benny Hung Kit 孫雄傑 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2009-06-09
SCHLOER Robert Christoph RE 1 (Dealing in Securities) 2009-06-01
YOSHIZUMI Robert Kei RE 2 (Dealing in Futures Contracts) 2009-04-24
NIGAM Manish RE 4 (Advising on Securities) 2009-01-20
CHOI Chong Yip, Edwin 蔡創業 RE 2 (Dealing in Futures Contracts) 2008-11-07
MA Kwan Mo, Kelvin 馬君武 RE 2 (Dealing in Futures Contracts) 2008-11-06
LAM Chit Fai, Ashley 林皙暉 RE 2 (Dealing in Futures Contracts) 2008-11-05
YOSHIZUMI Robert Kei RE 1 (Dealing in Securities) 2008-11-03
CHIK Kin Nang 戚健能 RE 4 (Advising on Securities) 2008-05-26
GILBERT Andrew Craig RE 1 (Dealing in Securities) 2008-02-11
ZHOU Qiwu 周其武 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2008-01-17
MA Kwan Mo, Kelvin 馬君武 RE 1 (Dealing in Securities) 2007-12-27
CHOW Sze Yuen, Simon 周思遠 RE 1 (Dealing in Securities) 2007-10-24
CHOI Chong Yip, Edwin 蔡創業 RE 1 (Dealing in Securities) 2007-08-17
LOMBARD Jean-Christophe Roland Firmin RE 1 (Dealing in Securities) 2007-07-16
LAM Chit Fai, Ashley 林皙暉 RE 1 (Dealing in Securities) 2007-04-17
WANG Ka Kai, Gillian 王嘉娸 RE 1 (Dealing in Securities) 2007-04-16
WANG Jingqi 王晶琦 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2007-03-23
MALHOTRA Vikram RO 4 (Advising on Securities), 1 (Dealing in Securities) 2007-03-01
HUNG Cheung Fuk 洪長福 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2006-09-06
CHEUNG Chi Ying, Winnie 張子瑩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2006-07-31
TSE Wing Hong 謝穎匡 RE 4 (Advising on Securities) 2006-06-05
LAW Hoi Hung 羅海鴻 RE 1 (Dealing in Securities) 2005-10-10
YU Chung Man, Joseph 余仲文 RE 1 (Dealing in Securities) 2005-04-14
GALLAGHER Joseph D. RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2005-03-10
O'MALLEY Darren James RE 1 (Dealing in Securities) 2005-02-14
HO Kam Ho, Christopher 何錦浩 RE 1 (Dealing in Securities) 2003-04-01