SFC Licences of KWOK Ning Chi, Julie 郭鑏芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 05 January 2022 | |
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RE | 9 | 01 March 2017 | 31 December 2021 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RE | 4 | 01 March 2017 | 31 December 2021 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 01 March 2017 | 31 December 2021 |
| PFC International Company Limited | RE | 9 | 04 February 2016 | 12 January 2017 |
| PFC International Company Limited | RE | 4 | 04 February 2016 | 12 January 2017 |
| PFC International Company Limited | RE | 1 | 04 February 2016 | 12 January 2017 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 20 October 2010 | 31 January 2016 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 28 March 2007 | 31 January 2016 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 28 March 2007 | 31 January 2016 |
| Oscar Benson Limited 奧卡信有限公司 | RO | 9 | 30 March 2005 | 03 March 2007 |
| Oscar Benson Limited 奧卡信有限公司 | RO | 6 | 30 March 2005 | 03 March 2007 |
| Oscar Benson Limited 奧卡信有限公司 | RO | 4 | 30 March 2005 | 03 March 2007 |
| Oscar Benson Limited 奧卡信有限公司 | RE | 9 | 23 November 2004 | 30 March 2005 |
| Oscar Benson Limited 奧卡信有限公司 | RE | 6 | 23 November 2004 | 30 March 2005 |
| Oscar Benson Limited 奧卡信有限公司 | RE | 4 | 23 November 2004 | 30 March 2005 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 07 May 2004 | 11 November 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 07 May 2004 | 11 November 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 13 April 2004 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 13 April 2004 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 13 April 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 13 April 2004 |