SFC Licences of WONG Siu Fai 王紹輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GEO Securities Limited 智易東方證券有限公司 RE 1 14 October 2015 16 March 2017
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 17 October 2012 30 May 2013
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 16 February 2011 19 April 2012
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 24 December 2009 21 January 2010
Emperor Securities Limited 英皇證券有限公司 RE 1 24 December 2009 21 January 2010
Emperor Futures Limited 英皇期貨有限公司 RE 2 24 December 2009 21 January 2010
Emperor Securities Limited 英皇證券有限公司 RE 4 09 December 2008 21 January 2010
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 09 July 2007 25 August 2008