SFC Licences of WONG Siu Fai 王紹輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 14 October 2015 | 16 March 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 17 October 2012 | 30 May 2013 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 16 February 2011 | 19 April 2012 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 24 December 2009 | 21 January 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 December 2009 | 21 January 2010 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 24 December 2009 | 21 January 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 09 December 2008 | 21 January 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 July 2007 | 25 August 2008 |