SFC Licences of MA Wai Yin, Michael 馬偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Royal Bank of Canada 加拿大皇家銀行 | 9 | 11 November 2019 | ||
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 11 February 2016 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 11 February 2016 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 11 February 2016 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 28 January 2015 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 28 January 2015 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 28 January 2015 | 01 August 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 26 July 2004 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 July 2004 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |