SFC Licences of CHAMBERLAIN Stephen Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 February 2005 | 04 April 2005 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 February 2005 | 04 April 2005 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 February 2005 | 04 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 February 2005 | 04 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 February 2005 | 04 April 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 01 April 2003 | 01 February 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 01 April 2003 | 01 February 2005 |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 01 April 2003 | 01 February 2005 |
| Morgan Stanley Hong Kong Futures Limited | RO | 2 | 01 April 2003 | 01 February 2005 |
| Morgan Stanley Hong Kong Futures Limited | RO | 7 | 01 April 2003 | 01 February 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 01 April 2003 | 22 April 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 01 April 2003 | 22 April 2003 |