SFC Licences of LAI Ming Yeung 賴名揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stockwell Securities Limited 常滙證券有限公司 RE 1 01 July 2022 03 April 2023
Stockwell Securities Limited 常匯證券有限公司 RE 1 04 June 2013 30 June 2022
CVP Securities Limited 星火證券有限公司 RE 1 28 April 2010 03 June 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 25 July 2006 29 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 25 July 2006 29 March 2010
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 09 September 2005 08 July 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 September 2005 08 July 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 09 September 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 09 September 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 22 July 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 22 July 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 22 July 2003