SFC Licences of SO Kin Fan 蘇健勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 21 June 2021 04 December 2022
Celestial Commodities Limited 時富商品有限公司 RO 2 21 June 2021 04 December 2022
Celestial Securities Limited 時富證券有限公司 RO 1 21 June 2021 04 December 2022
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 07 May 2021 21 June 2021
Celestial Commodities Limited 時富商品有限公司 RE 2 07 May 2021 21 June 2021
Celestial Securities Limited 時富證券有限公司 RE 1 07 May 2021 21 June 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 13 April 2018 31 January 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 April 2018 31 January 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 April 2018 31 January 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 April 2018 31 January 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 25 January 2018 13 April 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 25 January 2018 13 April 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 25 January 2018 13 April 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 25 January 2018 13 April 2018
Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 RO 1 19 June 2017 22 November 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 16 May 2013 31 August 2015
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 1 19 July 2012 31 August 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 23 April 2012 31 August 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 08 October 2009 31 August 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 08 October 2009 31 August 2015
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 08 October 2009 31 March 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 08 October 2009 31 March 2014
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 03 August 2009 08 October 2009
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 03 August 2009 08 October 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 11 July 2007 02 July 2009
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 11 July 2007 02 July 2009
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 11 July 2007 02 July 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 November 2006 11 July 2007
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 November 2006 11 July 2007
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 03 February 2006 03 November 2006
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 03 February 2006 03 November 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 03 February 2006 03 November 2006
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 18 February 2004 03 November 2006
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 18 February 2004 03 November 2006
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 21 November 2003 03 November 2006
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 4 23 September 2003 05 November 2003
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 1 23 September 2003 05 November 2003
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 30 May 2003 23 September 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 19 May 2003
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 01 April 2003 19 May 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 01 April 2003 19 May 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 17 May 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 17 May 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 17 May 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 17 May 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 9 01 April 2003 17 May 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 7 01 April 2003 17 May 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 5 01 April 2003 17 May 2003