SFC Licences of ROBERTS Anthony David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 9 | 13 June 2016 | 09 October 2017 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 13 June 2016 | 09 October 2017 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 13 June 2016 | 09 October 2017 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 09 November 2010 | 27 January 2016 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 23 February 2007 | 27 January 2016 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 23 February 2007 | 27 January 2016 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 01 April 2003 | 01 February 2007 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 01 April 2003 | 01 February 2007 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 6 | 01 April 2003 | 17 January 2005 |