SFC Licences of GUO Yi Xi 郭洢希

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kietex Capital Limited 裕華資本有限公司	RO	9	22 May 2020
Kietex Capital Limited 裕華資本有限公司	RO	4	22 May 2020
Amber Hill Asset Management Limited 安山資產管理有限公司	RO	9	22 August 2018	09 May 2019
Amber Hill Asset Management Limited 安山資產管理有限公司	RO	4	22 August 2018	09 May 2019
AIF Securities Limited 亞投證券有限公司	RO	5	14 March 2018	09 May 2019
AIF Securities Limited 亞投證券有限公司	RO	2	14 March 2018	09 May 2019
AIF Securities Limited 亞投證券有限公司	RO	1	14 March 2018	09 May 2019
AIF Securities Limited 亞投證券有限公司	RE	2	15 December 2017	14 March 2018
AIF Securities Limited 亞投證券有限公司	RE	1	15 December 2017	14 March 2018
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	22 June 2017	21 November 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	22 June 2017	21 November 2017
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	29 June 2016	16 June 2017
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	29 June 2016	16 June 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 June 2015	24 June 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	15 June 2015	24 June 2016
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	29 September 2014	11 June 2015
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	23 April 2014	11 June 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	29 April 2013	14 April 2014
Merdeka Securities Limited 領智證券有限公司	RE	1	16 May 2012	11 April 2013
Success Securities Limited 實德證券有限公司	RE	4	01 July 2006	10 August 2006
Success Securities Limited 實德證券有限公司	RE	1	01 July 2006	10 August 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	4	01 April 2003	24 June 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	01 April 2003	24 June 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	01 April 2003	24 June 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	9	01 April 2003	05 November 2003