SFC Licences of NG Ka Kit 吳家傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Planetree Securities Limited 梧桐證券有限公司 RE 1 07 June 2007 05 June 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 01 April 2003 31 May 2007
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 6 01 April 2003 10 January 2004
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 4 01 April 2003 10 January 2004
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 9 01 April 2003 10 January 2004