SFC Licences of KUAN Roy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | 9 | 06 August 2020 | 17 March 2021 |
| Neo Risk Investment Advisors Limited | RO | 4 | 06 August 2020 | 17 March 2021 |
| Neo Risk Investment Advisors Limited | RE | 9 | 22 July 2020 | 06 August 2020 |
| Neo Risk Investment Advisors Limited | RE | 4 | 24 June 2020 | 06 August 2020 |
| CVC Asia Pacific Limited | RO | 1 | 16 November 2009 | 02 March 2020 |
| CVC Asia Pacific Limited | RO | 4 | 12 January 2004 | 02 March 2020 |
| CVC Asia Pacific Limited | RO | 9 | 12 January 2004 | 10 October 2018 |
| CVC Asia Pacific Limited | RE | 9 | 01 April 2003 | 12 January 2004 |
| CVC Asia Pacific Limited | RE | 4 | 01 April 2003 | 12 January 2004 |
| CVC Asia Pacific Limited | RE | 6 | 01 April 2003 | 03 December 2003 |