SFC Licences of HE Martin 何志雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden Jade Capital Limited 金瑜融資有限公司	RO	6	17 September 2020	28 November 2020
Neutral Financial Holding Company Limited 中和金控有限公司	RO	6	20 November 2018	02 January 2020
Neutral Financial Holding Company Limited 中和金控有限公司	RO	4	20 November 2018	02 January 2020
Neutral Financial Holding Company Limited 中和金控有限公司	RO	1	20 November 2018	02 January 2020
Chief Financial Capital Limited 致富金融資本有限公司	RO	6	19 September 2014	06 January 2018
Chief Securities Limited 致富證券有限公司	RE	4	14 August 2014	06 January 2018
Chief Securities Limited 致富證券有限公司	RE	1	14 August 2014	06 January 2018
Chief Financial Capital Limited 致富金融資本有限公司	RE	6	14 August 2014	19 September 2014
Austin Asia Securities Limited 新港亞洲證券有限公司	RO	6	17 February 2014	21 July 2014
Austin Asia Securities Limited 新港亞洲證券有限公司	RE	6	30 January 2014	17 February 2014
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司	RO	6	29 August 2012	03 July 2013
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司	RO	4	29 August 2012	03 July 2013
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司	RE	6	10 March 2010	29 August 2012
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司	RE	4	26 February 2010	29 August 2012
Cinda International Securities Limited 信達國際證券有限公司	RE	1	16 July 2008	13 August 2009