SFC Licences of WALLACE Richard Antony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RO | 4 | 04 September 2012 | |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 4 | 08 March 2005 | 01 December 2008 |
| Enzard Limited | RO | 4 | 21 May 2004 | 18 February 2013 |
| Financial Shield Limited | RO | 4 | 26 June 2003 | 04 September 2003 |