SFC Licences of WONG Nei Nar 黃莉娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 10 August 2005 | 14 August 2010 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 10 August 2005 | 14 August 2010 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 14 November 2003 | 05 August 2005 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 14 November 2003 | 05 August 2005 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 14 November 2003 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 14 November 2003 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 14 November 2003 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 14 November 2003 |