SFC Licences of LI So Nga, Elsa 李素雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 16 April 2004 | 30 June 2007 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 16 April 2004 | 30 June 2007 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 April 2004 | 30 June 2007 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 16 April 2004 | 30 June 2007 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 06 February 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 06 February 2004 |
| Nomura Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 06 February 2004 |
| Nomura Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 06 February 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 06 February 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 06 February 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 06 February 2004 |