SFC Licences of DING Shaw-Tzeng 丁紹曾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 September 2009 | 14 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 September 2009 | 14 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 09 August 2005 | 10 September 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 09 August 2005 | 10 September 2009 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 09 August 2005 | 20 December 2008 |