SFC Licences of CHAN Siu Chung 陳紹宗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 7 17 November 2017
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RO 2 17 November 2017
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 17 November 2017
HSBC Securities (Asia) Limited RO 1 17 November 2017 31 August 2018
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 17 November 2017
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 10 September 2004