SFC Licences of CHAN Siu Chung 陳紹宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 5 | 17 June 2019 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 2 | 17 June 2019 | ||
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 7 | 17 November 2017 | 31 March 2023 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 17 November 2017 | 31 March 2023 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 17 November 2017 | 31 March 2023 |
| HSBC Securities (Asia) Limited | RO | 1 | 17 November 2017 | 31 August 2018 |
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 28 July 2008 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 17 August 2006 | ||
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 17 November 2017 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 10 September 2004 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 10 September 2004 |