SFC Licences of LO Edmond Mandy 羅文迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Securities (Hong Kong) Limited | RO | 2 | 09 April 2009 | |
Citadel Securities (Hong Kong) Limited | RO | 1 | 09 April 2009 | |
Citadel Asia Limited | RO | 9 | 10 March 2009 | 01 June 2015 |
Citadel Asia Limited | RE | 9 | 16 February 2007 | 10 March 2009 |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 20 July 2004 | 31 January 2007 |
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 01 April 2003 | 13 July 2004 |
Interactive Brokers LLC 盈透有限公司 | RE | 9 | 01 April 2003 | 25 June 2004 |
Interactive Brokers LLC 盈透有限公司 | RE | 5 | 01 April 2003 | 25 June 2004 |
Interactive Brokers LLC 盈透有限公司 | RE | 7 | 01 April 2003 | 25 June 2004 |