SFC Licenceholders of Citadel Securities (Hong Kong) Limited
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
BESSE Pol | RE | 2 | 01 August 2016 | 15 September 2023 |
BESSE Pol | RE | 1 | 01 August 2016 | 15 September 2023 |
BUCKLEY John Leo | RO | 2 | 07 January 2020 | 15 October 2021 |
BUCKLEY John Leo | RO | 1 | 07 January 2020 | 15 October 2021 |
CHANG Hye Jin | RE | 1 | 16 November 2023 | |
CHANG Michelle | RE | 1 | 08 December 2021 | |
CHANG Michelle | RE | 2 | 08 December 2021 | |
CHENG Billy Chung Leung 鄭重良 | RE | 1 | 22 February 2019 | 05 August 2021 |
CHENG Billy Chung Leung 鄭重良 | RE | 2 | 22 February 2019 | 05 August 2021 |
CHENG Billy Chung Leung 鄭重良 | RO | 2 | 05 August 2021 | |
CHENG Billy Chung Leung 鄭重良 | RO | 1 | 05 August 2021 | |
CHEUNG Gregory Chi-ho 蔣自浩 | RE | 2 | 20 December 2021 | |
CHEUNG Gregory Chi-ho 蔣自浩 | RE | 1 | 06 December 2021 | |
CHOWDHARY Pranav | RO | 2 | 13 November 2017 | 03 July 2020 |
CHOWDHARY Pranav | RO | 1 | 13 November 2017 | 03 July 2020 |
CHOWDHARY Pranav | RE | 2 | 30 December 2015 | 13 November 2017 |
CHOWDHARY Pranav | RE | 1 | 30 December 2015 | 13 November 2017 |
CHUNG Jong Hun | RE | 2 | 01 February 2021 | |
CHUNG Jong Hun | RE | 1 | 01 February 2021 | |
CURREY Stuart Dalyn | RO | 2 | 26 May 2021 | 07 April 2022 |
CURREY Stuart Dalyn | RO | 1 | 26 May 2021 | 07 April 2022 |
CURREY Stuart Dalyn | RE | 2 | 26 April 2021 | 26 May 2021 |
CURREY Stuart Dalyn | RE | 1 | 26 April 2021 | 26 May 2021 |
DAI Wei 戴維 | RO | 1 | 06 June 2022 | 22 August 2022 |
DAI Wei 戴維 | RO | 2 | 06 June 2022 | 22 August 2022 |
DAI Wei 戴維 | RE | 2 | 06 February 2017 | 06 June 2022 |
DAI Wei 戴維 | RE | 1 | 06 February 2017 | 06 June 2022 |
DARGIE Peter Clarke | RE | 2 | 16 January 2017 | 03 December 2018 |
DARGIE Peter Clarke | RE | 1 | 16 January 2017 | 03 December 2018 |
DOLTON Robert Ian | RO | 2 | 26 May 2021 | |
DOLTON Robert Ian | RO | 1 | 26 May 2021 | |
FONG Ka Wing, Andrew 方嘉榮 | RO | 2 | 03 December 2009 | 27 June 2018 |
FONG Ka Wing, Andrew 方嘉榮 | RO | 1 | 03 December 2009 | 27 June 2018 |
FRANCOIS Antoine, Albert, Gunefort, Marie, Joseph | RO | 2 | 02 November 2017 | 13 April 2022 |
FRANCOIS Antoine, Albert, Gunefort, Marie, Joseph | RO | 1 | 02 November 2017 | 13 April 2022 |
FRANCOIS Antoine, Albert, Gunefort, Marie, Joseph | RE | 2 | 13 February 2017 | 02 November 2017 |
FRANCOIS Antoine, Albert, Gunefort, Marie, Joseph | RE | 1 | 13 February 2017 | 02 November 2017 |
GEE Chung Won | RE | 1 | 29 August 2022 | 16 September 2022 |
GEE Chung Won | RO | 2 | 28 February 2022 | 29 August 2022 |
GEE Chung Won | RO | 1 | 28 February 2022 | 29 August 2022 |
GEE Chung Won | RE | 2 | 29 August 2022 | 16 September 2022 |
GEE Chung Won | RE | 1 | 29 November 2021 | 28 February 2022 |
GEE Chung Won | RE | 2 | 29 November 2021 | 28 February 2022 |
GUPTA Sanchit | RE | 1 | 12 December 2022 | 02 February 2023 |
GUPTA Sanchit | RE | 2 | 12 December 2022 | 02 February 2023 |
HARB Elfarouk Yasser Farouk Mohamed Aly | RE | 2 | 16 September 2019 | 16 April 2021 |
HARB Elfarouk Yasser Farouk Mohamed Aly | RE | 1 | 16 September 2019 | 16 April 2021 |
HO Kai Tou 何啟滔 | RE | 2 | 06 June 2016 | |
HO Kai Tou 何啟滔 | RE | 1 | 06 June 2016 | |
JEULIN Francois Thierry | RO | 2 | 27 January 2016 | 05 February 2024 |
JEULIN Francois Thierry | RO | 1 | 27 January 2016 | 05 February 2024 |
JEULIN Francois Thierry | RE | 2 | 28 December 2015 | 27 January 2016 |
JEULIN Francois Thierry | RE | 1 | 28 December 2015 | 27 January 2016 |
JIN Zhenlan 金振瀾 | RO | 1 | 13 July 2023 | |
JIN Zhenlan 金振瀾 | RO | 2 | 13 July 2023 | |
JIN Zhenlan 金振瀾 | RE | 2 | 17 July 2020 | 13 July 2023 |
JIN Zhenlan 金振瀾 | RE | 1 | 17 July 2020 | 13 July 2023 |
JIN Zhenlan 金振瀾 | RE | 2 | 12 April 2010 | 11 March 2020 |
JIN Zhenlan 金振瀾 | RE | 1 | 12 April 2010 | 11 March 2020 |
KIM Boeun | RO | 2 | 01 November 2017 | 12 March 2021 |
KIM Boeun | RO | 1 | 01 November 2017 | 12 March 2021 |
KIM Boeun | RE | 2 | 03 January 2017 | 01 November 2017 |
KIM Boeun | RE | 1 | 03 January 2017 | 01 November 2017 |
KREUTZBERGER Emmanuel Guillaume | RE | 2 | 05 August 2020 | 05 July 2022 |
KREUTZBERGER Emmanuel Guillaume | RE | 1 | 05 August 2020 | 05 July 2022 |
LAU Joyce Kar Yan 樓家欣 | RE | 1 | 16 November 2023 | |
LI Dong 李东 | RE | 1 | 26 September 2022 | |
LI Dong 李东 | RE | 2 | 26 September 2022 | |
LIN Bob An | RE | 2 | 30 January 2024 | |
LIN Bob An | RE | 1 | 30 January 2024 | |
LIU Nianwang 劉年旺 | RE | 1 | 01 March 2023 | |
LIU Nianwang 劉年旺 | RE | 2 | 01 March 2023 | |
LIU Yixi 劉怡汐 | RE | 1 | 12 March 2018 | 21 May 2021 |
LIU Yixi 劉怡汐 | RE | 2 | 12 March 2018 | 21 May 2021 |
LO Chak Kin Steven 盧澤堅 | RE | 1 | 06 June 2023 | |
LO Chak Kin Steven 盧澤堅 | RE | 2 | 06 June 2023 | |
LO Edmond Mandy 羅文迪 | RO | 2 | 09 April 2009 | |
LO Edmond Mandy 羅文迪 | RO | 1 | 09 April 2009 | |
LO Kin Chung, Kendall 羅建忠 | RE | 2 | 14 June 2010 | 09 May 2013 |
LO Kin Chung, Kendall 羅建忠 | RE | 1 | 14 June 2010 | 09 May 2013 |
LUO Tuo 羅拓 | RE | 2 | 04 June 2018 | 11 December 2023 |
LUO Tuo 羅拓 | RE | 1 | 04 June 2018 | 11 December 2023 |
MARTIN William Andrew | RE | 1 | 13 March 2023 | 06 September 2023 |
MARTIN William Andrew | RE | 2 | 13 March 2023 | 06 September 2023 |
MU Bin | RO | 2 | 20 August 2021 | 08 January 2024 |
MU Bin | RO | 1 | 20 August 2021 | 08 January 2024 |
NARULA Gurpreet Singh | RE | 2 | 19 March 2018 | |
NARULA Gurpreet Singh | RE | 1 | 19 March 2018 | |
NI Siliang 倪思量 | RE | 1 | 18 March 2019 | |
NI Siliang 倪思量 | RE | 2 | 18 March 2019 | |
QU Man 屈曼 | RE | 2 | 29 July 2019 | 11 March 2020 |
QU Man 屈曼 | RE | 1 | 29 July 2019 | 11 March 2020 |
RELO Xavier | RE | 2 | 05 October 2020 | 21 June 2022 |
RELO Xavier | RE | 1 | 05 October 2020 | 21 June 2022 |
REN Qingwen 任晴雯 | RE | 2 | 07 May 2019 | 11 March 2020 |
REN Qingwen 任晴雯 | RE | 1 | 07 May 2019 | 11 March 2020 |
SINGH Aditya | RO | 2 | 20 July 2022 | |
SINGH Aditya | RO | 1 | 20 July 2022 | |
SINGH Aditya | RE | 2 | 05 September 2016 | 20 July 2022 |
SINGH Aditya | RE | 1 | 05 September 2016 | 20 July 2022 |
SMITH III David Oliver | RO | 2 | 09 April 2009 | 17 October 2014 |
SMITH III David Oliver | RO | 1 | 09 April 2009 | 17 October 2014 |
TAI Mei Wah 戴美華 | RE | 1 | 16 November 2023 | |
TSANG Nicky Cheung Ho 曾祥浩 | RE | 1 | 17 November 2023 | |
VAN DEN BERGH Candice Caroline Anais | RE | 2 | 09 August 2023 | |
VAN DEN BERGH Candice Caroline Anais | RE | 1 | 09 August 2023 | |
WANG Hansheng 王翰生 | RE | 1 | 11 November 2019 | 15 October 2021 |
WANG Hansheng 王翰生 | RE | 2 | 11 November 2019 | 15 October 2021 |
WANG Kuan-Chun 王冠君 | RO | 2 | 26 September 2022 | |
WANG Kuan-Chun 王冠君 | RO | 1 | 26 September 2022 | |
WANG Kuan-Chun 王冠君 | RE | 2 | 14 November 2019 | 26 September 2022 |
WANG Kuan-Chun 王冠君 | RE | 1 | 14 November 2019 | 26 September 2022 |
XIANG Shiyi 向世奕 | RE | 1 | 18 March 2020 | |
XIANG Shiyi 向世奕 | RE | 2 | 18 March 2020 | |
XU Weixiang 徐瑋翔 | RE | 2 | 27 December 2018 | 25 June 2019 |
XU Weixiang 徐瑋翔 | RE | 1 | 27 December 2018 | 25 June 2019 |
XU Xiaoyang 許曉陽 | RE | 1 | 13 December 2021 | |
XU Xiaoyang 許曉陽 | RE | 2 | 13 December 2021 | |
YIN Zi 銀子 | RE | 1 | 08 November 2021 | 28 June 2022 |
YIN Zi 銀子 | RE | 2 | 08 November 2021 | 28 June 2022 |
YIP Long Kau Matthew 葉朗球 | RE | 2 | 25 May 2009 | 26 March 2010 |
YIP Long Kau Matthew 葉朗球 | RE | 1 | 25 May 2009 | 26 March 2010 |
YOO Jihyeon | RE | 1 | 07 November 2022 | |
YOO Jihyeon | RE | 2 | 07 November 2022 | |
YU Hang 余杭 | RE | 1 | 03 December 2012 | 25 September 2018 |
YU Hang 余杭 | RE | 2 | 03 December 2012 | 25 September 2018 |
ZHANG Chen 張晨 | RE | 1 | 11 June 2021 | |
ZHANG Chen 張晨 | RE | 2 | 11 June 2021 | |
ZHANG Yi 張屹 | RE | 1 | 19 February 2014 | 02 June 2017 |
ZHANG Yi 張屹 | RE | 2 | 19 February 2014 | 02 June 2017 |
ZHANG Yifei 張翼飛 | RE | 1 | 04 March 2019 | 31 October 2022 |
ZHANG Yifei 張翼飛 | RE | 2 | 04 March 2019 | 31 October 2022 |
ZHANG Zhenlin | RE | 2 | 13 September 2022 | 11 December 2023 |
ZHANG Zhenlin | RE | 1 | 13 September 2022 | 11 December 2023 |
ZHAO Hongmeng 赵鸿蒙 | RE | 1 | 17 February 2022 | 02 September 2022 |
ZHAO Hongmeng 赵鸿蒙 | RE | 2 | 17 February 2022 | 02 September 2022 |
ZHAO James Yi Zhao 趙一兆 | RE | 2 | 19 August 2019 | 04 April 2022 |
ZHAO James Yi Zhao 趙一兆 | RE | 1 | 19 August 2019 | 04 April 2022 |
ZHONG Jing 仲婧 | RE | 1 | 24 August 2015 | |
ZHONG Jing 仲婧 | RE | 2 | 24 August 2015 | |
ZHOU Allen | RE | 1 | 03 April 2017 | 12 October 2017 |
ZHOU Allen | RE | 2 | 03 April 2017 | 12 October 2017 |
ZHOU Robert Yau 周游 | RE | 1 | 15 December 2021 | |
ZHOU Robert Yau 周游 | RE | 2 | 15 December 2021 | |
ZHOU Robert Yau 周游 | RE | 1 | 02 March 2020 | 18 December 2020 |
ZHOU Robert Yau 周游 | RE | 2 | 02 March 2020 | 18 December 2020 |
ZOGHAIB Sam | RE | 2 | 11 July 2016 | 16 February 2024 |
ZOGHAIB Sam | RE | 1 | 11 July 2016 | 16 February 2024 |