SFC Licences of CHUNG Kwai Kuen 鍾桂娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 03 June 2013 20 April 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 03 June 2013 20 April 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 03 June 2013 20 April 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 03 June 2013 20 April 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 13 April 2010 31 December 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 13 April 2010 31 December 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 13 April 2010 31 December 2012
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 13 April 2010 31 December 2012
FT Securities Limited 富通證券有限公司 RE 5 30 September 2005 16 May 2009
FT Securities Limited 富通證券有限公司 RE 2 30 September 2005 16 May 2009
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 16 May 2009
Jefferies Bache (Hong Kong) Limited RE 2 01 April 2003 04 October 2005
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 14 May 2004
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 14 May 2004
Jefferies Bache (Hong Kong) Limited RE 9 01 April 2003 14 May 2004
Jefferies Bache (Hong Kong) Limited RE 5 01 April 2003 14 May 2004
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 14 May 2004