SFC Licences of LU Clark Chia-chueh 呂佳學
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ADAMAS CAPITAL PARTNERS (HK) LIMITED | RO | 9 | 03 May 2019 | 31 March 2023 |
| Finloop Finance Limited 星路金融有限公司 | RO | 9 | 28 April 2017 | 25 October 2017 |
| Finloop Finance Limited 星路金融有限公司 | RO | 4 | 28 April 2017 | 25 October 2017 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 | RO | 9 | 16 December 2015 | 12 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 August 2007 | 22 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 March 2007 | 22 October 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 27 August 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 27 August 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 27 August 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 27 August 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 27 August 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 27 August 2003 |