SFC Licences of LOK Wai Kei 駱慧琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 November 2005 | 02 October 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 31 January 2005 | 22 June 2005 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 01 April 2003 | 10 December 2004 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 4 | 01 April 2003 | 19 June 2003 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 6 | 01 April 2003 | 19 June 2003 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 9 | 01 April 2003 | 19 June 2003 |