SFC Licences of SHUNG Kwok Yin 宋國彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cinda International Securities Limited 信達國際證券有限公司	RO	4	04 July 2022	20 March 2023
Cinda International Securities Limited 信達國際證券有限公司	RO	1	06 December 2019	20 March 2023
Cinda International Futures Limited 信達國際期貨有限公司	RO	2	06 December 2019	20 March 2023
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	12 July 2019	06 December 2019
Cinda International Securities Limited 信達國際證券有限公司	RE	1	11 June 2019	06 December 2019
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RO	1	30 January 2019	03 April 2019
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司	RE	1	24 July 2018	30 January 2019
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	02 September 2014	18 July 2018
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	02 September 2014	18 July 2018
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司	RO	2	01 November 2010	09 May 2012
CMB International Securities Limited 招銀國際證券有限公司	RO	1	31 August 2010	25 August 2014
CMB International Capital Holdings Corporation Limited	RE	1	12 July 2010	05 May 2011
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	20 October 2009	28 June 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	20 October 2009	28 June 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	21 September 2007	01 December 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	21 September 2007	01 December 2008
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	06 December 2003	22 May 2006
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	01 April 2003	04 December 2003
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	9	01 April 2003	03 December 2003
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	6	01 April 2003	03 December 2003
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	01 April 2003	03 December 2003