SFC Licences of KIM Peter Sin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 04 May 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 31 December 2019 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 10 November 2015 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 31 March 2014 | 01 May 2015 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 31 March 2014 | 01 May 2015 |
| Apus Investments Limited | RO | 9 | 04 September 2008 | 21 April 2012 |
| Gavekal Capital Limited | RE | 9 | 01 October 2006 | 30 June 2008 |
| Asia Absolute Advisors Limited | RE | 9 | 12 August 2005 | 22 September 2006 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 07 July 2005 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 December 2003 |