SFC Licences of LUI Se Ho, Jeffrey 呂世豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 14 August 2004 | 01 April 2011 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 01 April 2011 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 01 April 2011 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 11 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 11 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 11 August 2004 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 11 August 2004 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 11 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |