SFC Licences of TANG Wing Chung 鄧榮宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Capital Co., Limited 財通國際融資有限公司 | RO | 6 | 16 February 2022 | |
Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 6 | 23 November 2021 | 16 February 2022 |
Cinda International Capital Limited 信達國際融資有限公司 | RO | 6 | 14 March 2017 | 30 October 2021 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 02 March 2017 | 14 March 2017 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 6 | 24 November 2015 | 20 February 2017 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 21 July 2015 | 20 February 2017 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 21 July 2015 | 24 November 2015 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 28 May 2015 | 01 July 2015 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 30 March 2012 | 01 July 2015 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 14 November 2005 | 13 April 2007 |