SFC Licences of SAUNDERS John Russell

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 9 04 May 2018 29 February 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 4 04 May 2018 29 February 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RO 1 04 May 2018 29 February 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 04 December 2014 04 May 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 21 November 2014 04 May 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 21 November 2014 04 May 2018
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 01 April 2003 11 September 2007
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 02 May 2003
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 02 May 2003
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 02 May 2003
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 02 May 2003