SFC Licences of CLIFFORD Timothy Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 1 | 19 December 2016 | 08 February 2017 |
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 08 February 2017 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 08 February 2017 |
UBS Securities Hong Kong Limited | RO | 1 | 15 July 2014 | 18 December 2016 |
UBS Securities Asia Limited | RO | 1 | 13 December 2013 | 08 February 2017 |
UBS Securities Asia Limited | RE | 2 | 15 July 2013 | 08 February 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 15 July 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 7 | 15 July 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 15 July 2013 | 15 July 2014 |
UBS Securities Asia Limited | RE | 1 | 15 July 2013 | 13 December 2013 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 07 August 2004 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 07 August 2004 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 07 August 2004 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 07 August 2004 |