SFC Licences of SHARMA Vikas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 20 November 2019 20 July 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 20 November 2019 14 January 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 20 November 2019 14 January 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 20 November 2019 14 January 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 20 November 2019 14 January 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 23 February 2018 20 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 5 23 February 2018 20 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 23 February 2018 20 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 23 February 2018 20 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 23 February 2018 20 November 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 December 2017 23 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 December 2017 23 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 23 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 23 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 23 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 23 November 2004