SFC Licences of YEUNG Kit Sum, Beata 楊潔心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 30 July 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 October 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 29 December 2008 16 February 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 02 September 2004 16 February 2012
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 26 August 2004
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 22 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003