SFC Licences of YEUNG Kit Sum, Beata 楊潔心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 July 2014 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 October 2012 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 29 December 2008 | 16 February 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 September 2004 | 16 February 2012 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 01 April 2003 | 26 August 2004 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 01 April 2003 | 22 October 2003 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 9 | 01 April 2003 | 13 October 2003 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 6 | 01 April 2003 | 13 October 2003 |