SFC Licences of NG Kwok Keung 吳國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 4 05 October 2010 21 February 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 1 05 October 2010 21 February 2011
Finet Securities Limited 財華證券有限公司 RE 1 23 December 2008 06 July 2009
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 28 January 2008 14 November 2008
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 28 January 2008 09 September 2008
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 4 28 December 2007 01 June 2008
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 28 December 2007 01 June 2008
Cinda International Securities Limited 信達國際證券有限公司 RO 1 01 April 2003 10 December 2007
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 10 December 2007
Cinda International Securities Limited 信達國際證券有限公司 RO 6 01 April 2003 30 August 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 9 01 April 2003 30 August 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 7 01 April 2003 30 August 2004
Cinda International Securities Limited 信達國際證券有限公司 RO 4 01 April 2003 30 August 2004