SFC Licences of WONG Sheung Yeung 王上揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 22 July 2011 24 March 2012
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 11 March 2008 10 July 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 05 June 2007 10 July 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 05 June 2007 10 July 2011
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 27 November 2006 24 March 2007
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 01 April 2003 24 November 2006
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 01 April 2003 24 November 2006
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 01 April 2003 16 July 2003
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 6 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 4 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 6 01 April 2003 16 July 2003
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 9 01 April 2003 16 July 2003
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 9 01 April 2003 16 July 2003