SFC Licences of WU Richard Chin-Shan 吳青山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Dynamics Asset Management (HK) Private Limited 資威資產管理(香港)有限公司 | RO | 9 | 05 February 2013 | 15 June 2020 |
| C.P. Financial Management Limited 中和資產管理有限公司 | RO | 9 | 09 May 2008 | 14 January 2011 |
| Gavekal Capital Limited | RE | 9 | 04 July 2006 | 15 August 2008 |