SFC Licences of CHIU Yat Shuk 趙一粟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 04 September 2014
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2 04 September 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 May 2006 15 August 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 23 May 2006 15 August 2014
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1 26 August 2003 15 May 2006
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司
RE 2 26 August 2003 15 May 2006
Quam Futures Limited 華富嘉洛期貨有限公司
RE 2, 5, 9 01 April 2003 15 July 2003
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 4, 6, 9 01 April 2003 15 July 2003