SFC Licences of CHIU Yat Shuk 趙一粟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RE | 1 | 04 September 2014 | |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RE | 2 | 04 September 2014 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 23 May 2006 | 15 August 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 23 May 2006 | 15 August 2014 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RE | 1 | 26 August 2003 | 15 May 2006 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RE | 2 | 26 August 2003 | 15 May 2006 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RE | 2, 5, 9 | 01 April 2003 | 15 July 2003 |
| China Tonghai Securities Limited 中國通海證券有限公司 |
RE | 1, 4, 6, 9 | 01 April 2003 | 15 July 2003 |