SFC Licences of CHAN Wang Fai 陳宏輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 2 | 04 February 2005 | 29 May 2009 |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 03 September 2004 | 29 May 2009 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 April 2003 | 04 February 2005 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 03 September 2004 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 10 August 2004 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 10 August 2004 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 9 | 01 April 2003 | 10 August 2004 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 01 April 2003 | 10 August 2004 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 01 April 2003 | 05 September 2003 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |