SFC Licences of LO Pui Man, Joyce 羅珮文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RE | 4 | 18 August 2011 | 25 October 2014 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RE | 1 | 18 August 2011 | 25 October 2014 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 28 August 2006 | 02 July 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 28 August 2006 | 02 July 2009 |