SFC Licences of JASANI Nilesh Surendra Rai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 28 October 2011 | 18 August 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 26 May 2010 | 17 August 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 January 2005 | 11 April 2005 |
HSBC Securities (Asia) Limited | RO | 4 | 11 September 2003 | 25 October 2004 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 11 September 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 03 September 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 03 September 2003 |