SFC Licences of LAU Kit Wan 劉潔雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 March 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 15 June 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 15 June 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 01 August 2012 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 May 2007 20 February 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 14 May 2007 20 February 2019