SFC Licences of LAU Kit Wan 劉潔雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 March 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 June 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 June 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 01 August 2012 | 26 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 May 2007 | 20 February 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 May 2007 | 20 February 2019 |