SFC Licences of LAU On Kwok 劉安國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 6 02 January 2020
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 9 24 January 2019
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 4 24 January 2019
Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 RO 6 02 October 2013 06 August 2014
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 9 14 June 2011 06 August 2014
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 4 14 June 2011 06 August 2014
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 9 15 January 2004 01 January 2011
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 6 15 January 2004 01 January 2011
China Assets Investment Management Limited 中國資本投資管理有限公司 RO 4 15 January 2004 01 January 2011
China Assets Investment Management Limited 中國資本投資管理有限公司 RE 4 01 April 2003 15 January 2004
China Assets Investment Management Limited 中國資本投資管理有限公司 RE 6 01 April 2003 15 January 2004
China Assets Investment Management Limited 中國資本投資管理有限公司 RE 9 01 April 2003 15 January 2004