SFC Licences of SADLER Simon Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | 9 | 22 November 2007 | |
| HSBC Securities (Asia) Limited | RE | 1 | 07 July 2004 | 03 May 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 01 April 2003 | 10 May 2004 |