SFC Licences of LO Sau Wai 羅秀慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 9 | 13 March 2017 | 20 July 2020 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 4 | 13 March 2017 | 20 July 2020 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 13 March 2017 | 20 July 2020 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 18 September 2015 | 15 September 2016 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 18 September 2015 | 15 September 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 September 2014 | 15 September 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 September 2014 | 15 September 2016 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 03 September 2013 | 04 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 03 September 2013 | 04 September 2014 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 4 | 09 June 2010 | 30 April 2011 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RO | 1 | 09 June 2010 | 30 April 2011 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 4 | 20 February 2009 | 09 June 2010 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 20 February 2009 | 09 June 2010 |
| Tyche Group Limited 橋川有限公司 | RE | 9 | 09 July 2003 | 18 July 2005 |
| Tyche Group Limited 橋川有限公司 | RE | 4 | 09 July 2003 | 18 July 2005 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 08 July 2003 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 08 July 2003 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 08 July 2003 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 08 July 2003 |