SFC Licences of CHAN Yung Sze 陳容施
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 30 January 2004 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 July 2003 | 26 January 2004 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 1 | 01 April 2003 | 13 June 2003 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 9 | 01 April 2003 | 13 June 2003 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 6 | 01 April 2003 | 13 June 2003 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 4 | 01 April 2003 | 13 June 2003 |