SFC Licences of NG Siok Leng 黃淑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 16 February 2022 | 20 February 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 06 September 2010 | 09 August 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 September 2010 | 09 August 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 27 February 2009 | 23 August 2010 |
| UBS Securities Asia Limited | RE | 4 | 14 October 2003 | 14 May 2008 |