SFC Licences of KWOK Wai Shun 郭偉信

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Maplefield Capital Limited 楓源資本有限公司
RO 4, 9 24 May 2019
Wei Da Asset Management Limited 偉達資產管理有限公司
RO 9 15 January 2019 13 April 2019
Goldhorse Securities Limited 金馬證券有限公司
RO 1, 4 15 January 2019 13 April 2019
Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司
RO 1 23 August 2018 18 October 2018
Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司
RO 4, 9 25 July 2018 18 October 2018
Fortune Asset Management Limited 富強資產管理有限公司
RO 4 23 November 2017 20 June 2018
Fortune Asset Management Limited 富強資產管理有限公司
RO 9 11 May 2016 20 June 2018
Fortune Asset Management Limited 富強資產管理有限公司
RE 4 11 May 2016 23 November 2017
Fortune Asset Management Limited 富強資產管理有限公司
RE 9 18 March 2013 11 May 2016
Fortune (HK) Securities Limited 富強證券有限公司
RO 1 07 March 2007 20 June 2018
Fortune (HK) Securities Limited 富強證券有限公司
RE 1 16 March 2005 07 March 2007
Goldbridge Securities Limited 金橋證券有限公司
RE 1 24 September 2003 08 March 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司
RE 1 01 April 2003 06 September 2003
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司
RE 2 01 April 2003 06 September 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司
RE 4, 6, 9 01 April 2003 30 June 2003
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司
RE 5, 9 01 April 2003 30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司
RE 1, 4, 6, 9 01 April 2003 30 June 2003