SFC Licences of KWOK Wai Shun 郭偉信

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Maplefield Capital Limited 楓源資本有限公司	RO	9	24 May 2019	23 March 2024
Maplefield Capital Limited 楓源資本有限公司	RO	4	24 May 2019	23 March 2024
Wei Da Asset Management Limited 偉達資產管理有限公司	RO	9	15 January 2019	13 April 2019
Goldhorse Securities Limited 金馬證券有限公司	RO	4	15 January 2019	13 April 2019
Goldhorse Securities Limited 金馬證券有限公司	RO	1	15 January 2019	13 April 2019
Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司	RO	1	23 August 2018	18 October 2018
Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司	RO	9	25 July 2018	18 October 2018
Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司	RO	4	25 July 2018	18 October 2018
Fortune Asset Management Limited 富強資產管理有限公司	RO	4	23 November 2017	20 June 2018
Fortune Asset Management Limited 富強資產管理有限公司	RO	9	11 May 2016	20 June 2018
Fortune Asset Management Limited 富強資產管理有限公司	RE	4	11 May 2016	23 November 2017
Fortune Asset Management Limited 富強資產管理有限公司	RE	9	18 March 2013	11 May 2016
Fortune (HK) Securities Limited 富強證券有限公司	RO	1	07 March 2007	20 June 2018
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	16 March 2005	07 March 2007
Goldbridge Securities Limited 金橋證券有限公司	RE	1	24 September 2003	08 March 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	01 April 2003	06 September 2003
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	01 April 2003	06 September 2003
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	9	01 April 2003	30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司	RE	6	01 April 2003	30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	6	01 April 2003	30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司	RE	4	01 April 2003	30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	4	01 April 2003	30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司	RE	9	01 April 2003	30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	9	01 April 2003	30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司	RE	1	01 April 2003	30 June 2003
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	5	01 April 2003	30 June 2003