SFC Licences of LI Kam Mui, Wendy 李金梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 01 April 2003 30 March 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 01 April 2003 30 March 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 01 April 2003 24 February 2004
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 6 01 April 2003 24 February 2004